{ "schemaVersion": "iceqc.research-report.reader.v1", "document": { "id": "doc-iceqc-r-2006-07", "slug": "public-responsibilities-governance-non-public-education-provision", "documentNumber": "ICEQC-R-2006-07", "title": "Public Responsibilities in the Governance of Non-Public Education Provision", "subtitle": "A global policy study of public obligations, provider entry, minimum standards, learner protection, financing, information and accountable oversight", "family": "RESEARCH", "reportType": "THEMATIC_RESEARCH_REPORT", "researchCategory": "INDUSTRY_POLICY_AND_REGIONAL_REGULATORY_ANALYSIS", "reportArchetype": "POLICY_AND_REGULATORY_SYNTHESIS", "geographicScope": "Global", "ownerBody": "ICEQC Research and Policy Directorate", "publisher": "International Council for Education Quality Certification (ICEQC)", "publicIdentity": "ICEQC_ONLY" }, "version": { "id": "ver-iceqc-r-2006-07-en-2006-09-19", "edition": "2006", "versionLabel": "Published 2006-09-19", "language": "en", "authoritativeLanguage": "en", "status": "PUBLISHED", "publicationDate": "2006-09-19", "evidenceCutoffDate": "2006-09-19", "statusNotice": "This is the controlled English edition. Evidence and institutional status are stated as at the evidence cut-off date.", "summary": "Non-public education is part of many national systems. It includes institutions established by communities, religious bodies, charitable organisations, families, employers and commercial enterprises; independent and publicly funded providers; and formal, non-formal, school, vocational and higher-education provision. The legal form, public purpose and degree of State support differ. A coherent governance framework must recognise this plurality without treating public responsibility as transferable." }, "publicationControl": { "matrixRecordId": "ICEQC-R-2006-07", "temporalBasis": "CONTEMPORANEOUS_AS_AT_PUBLICATION_DATE", "originalAuthorship": "ICEQC", "suggestedMainTextWords": 28000, "suggestedTechnicalAnnexWords": 4000, "suggestedTotalWords": 32000, "actualMainTextWords": 28823, "actualTechnicalAnnexWords": 0, "actualTotalWords": 28823 }, "frontMatter": { "executiveSummary": [ "Non-public education is part of many national systems. It includes institutions established by communities, religious bodies, charitable organisations, families, employers and commercial enterprises; independent and publicly funded providers; and formal, non-formal, school, vocational and higher-education provision. The legal form, public purpose and degree of State support differ. A coherent governance framework must recognise this plurality without treating public responsibility as transferable.", "The governing proposition of this report is that the identity of the provider does not determine the extent of the learner’s entitlement. Public authorities retain responsibility for the right to education, non-discrimination, compulsory and free primary education, minimum educational standards, system planning, reliable public information and effective remedy. The liberty to establish and direct educational institutions is protected within international standards, but it is accompanied by conformity with educational aims and minimum standards.", "This position avoids two inadequate approaches. The first assumes that every non-public institution is a public failure or should be governed as if provider difference had no legitimate purpose. The second assumes that parental choice, private financing or organisational independence removes the need for public rules. Neither approach protects learners. Provider plurality can widen educational opportunity, respond to community language or belief, extend vocational and adult provision and introduce useful organisational practice. It can also produce exclusion, unaffordable charges, weak continuity, misleading claims, poor employment conditions or fragmented planning if public responsibilities are unclear or unenforced.", "The proposed framework begins with a complete provider register and an accurate legal classification. Entry controls should test identity, lawful purpose, governance, financial capacity, premises, safeguarding, staffing, curriculum, records and continuity before learners are exposed. The test is proportionate to the scale and risk of provision. Registration is not a quality award, and renewal should depend on continuing evidence rather than the passage of time.", "Minimum standards should be public, limited to matters necessary to protect rights, learning and system integrity, and applicable through fair procedures. They should cover admissions and non-discrimination; curriculum and educational aims; safe and accessible premises; teacher suitability and support; reliable assessment and records; financial and ownership disclosure; complaints; and closure or transfer. Standards should preserve legitimate institutional distinction and academic freedom while preventing provider autonomy from becoming immunity from public accountability.", "Public financing introduces additional duties. A subsidy, voucher, grant, contract, concession or tax benefit must have a defined public objective, eligible population, service requirement, payment basis, information right, audit trail and remedy. Public funds should not support selection or charges that defeat the purpose of the programme. Funding controls and educational controls are related but distinct: clean accounts do not establish learning quality, and sound teaching does not excuse misuse of public money.", "Monitoring should combine information from providers, learners, public records and direct observation. Authorities require powers to verify enrolment, attendance, staffing, facilities, curriculum, fees, results, complaints and public claims. Risk-based attention is appropriate, but the risk model must not make small, remote or politically weak groups invisible. Findings should lead to proportionate correction, time-bound improvement, restriction of unsafe activity, protection of records and, where necessary, orderly closure.", "Learner protection is the decisive test of the framework. A family should know the provider’s legal identity, authorised scope, fees, conditions, curriculum, language, staff arrangements, assessment, recognition status, complaint route and continuity provisions before commitment. Learners should not lose education, records or paid funds because an institution changes ownership, becomes insolvent or closes without preparation. Public authorities should plan for transfer and continuity even where they do not assume every private contractual liability.", "The report concludes that effective governance is neither control of organisational identity nor reliance on market reputation. It is a public system of intelligible rules, verified evidence, equitable access, competent oversight, enforceable responsibility and visible remedy. Its purpose is to ensure that all provision contributing to a national education system serves learners and the public interest." ], "keyFindings": [ "Public responsibility persists across provider forms. A State may permit, support or contract non-public provision, but it remains accountable for rights, system sufficiency, minimum standards and remedy.", "Freedom to establish institutions and parental choice are integral to the framework, subject to educational aims, non-discrimination and standards laid down or approved by competent authorities. Regulation should protect both liberty and equal educational opportunity.", "“Non-public” is not one regulatory category. Community, faith-based, charitable, commercial, employer, cooperative and independent institutions differ in legal identity, financing, governance, scale and risk. Rules should follow function and public consequence, not assumption about ownership.", "Authorisation should precede recruitment and enrolment where failure could materially harm learners. Minimum evidence includes legal identity, responsible persons, authorised scope, premises, staff, curriculum, finance, safeguarding, records and closure arrangements.", "Public minimum standards require observable conditions and fair procedures. A broad power to act “in the public interest” is insufficient without published criteria, evidence rules, reasons, review and proportionate sanctions.", "Admissions, fees and removal practices can convert formal choice into exclusion. Governance should examine total compulsory cost, selection, scholarships, information, refund terms, disciplinary removal and service access by disadvantaged groups.", "Public funding requires a service contract or equivalent statement of purpose. Eligibility, payment, permissible charges, performance information, audit, recovery and continuity should be fixed before funds are transferred.", "Teacher requirements should protect learner safety and instructional quality while recognising legitimate routes into specialised, vocational, community and adult education. Employment conditions and professional responsibility apply across public and private schools.", "Provider-reported information requires verification. The authority should reconcile enrolment, attendance, staff, finance and results with inspections, learner evidence and system data. Public registers should distinguish legal permission from evidence of quality.", "Enforcement should correct conditions and protect learners, not merely punish institutions. Escalation should consider severity, duration, recurrence, provider response and immediate danger. Closure requires records, communication, transfer and financial arrangements.", "Complaints are a source of evidence but cannot carry the entire monitoring function. Families may lack information, fear retaliation or have no alternative provider. Independent and confidential routes are necessary.", "Provider diversity is compatible with a common public purpose when authorities maintain system-wide planning, comparable minimum information, equitable access and accountability for results. The 2006 global literacy analysis similarly identifies the need for clear frameworks coordinating public, private and civil-society provision." ], "scopeAndMethod": [ "The report addresses public governance of non-public education provision as at 19 September 2006. It covers primary and secondary schools, early childhood and adult programmes where education authorities exercise responsibility, technical and vocational provision and higher education. It considers independently financed institutions and non-public institutions receiving public support. It does not propose one ownership model or one licensing law for all jurisdictions.", "The analysis uses international education and human-rights instruments, contemporary global monitoring, teacher standards, inclusion guidance and service-accountability research available by the evidence cut-off.", "International instruments establish duties and protected liberties but do not supply a complete national administrative code. The report therefore translates those principles into governance questions, evidence requirements and proportional responses. Each jurisdiction must apply them through its constitution, legislation, education structure, administrative capacity and applicable treaty obligations.", "The term “provider” refers to the legal or organisational body responsible for educational provision. “Institution” refers to the school, centre, college, programme or other operating unit. “Authorisation” is the legal permission required before or during operation. It is not represented as a comparative quality distinction." ] }, "parts": [ { "id": "part-iceqc-r-2006-07-i", "number": "I", "title": "The public settlement", "anchor": "part-i-the-public-settlement", "sectionIds": [ "sec-iceqc-r-2006-07-1", "sec-iceqc-r-2006-07-2", "sec-iceqc-r-2006-07-3", "sec-iceqc-r-2006-07-4", "sec-iceqc-r-2006-07-5", "sec-iceqc-r-2006-07-6", "sec-iceqc-r-2006-07-7", "sec-iceqc-r-2006-07-8", "sec-iceqc-r-2006-07-9", "sec-iceqc-r-2006-07-10", "sec-iceqc-r-2006-07-11", "sec-iceqc-r-2006-07-12", "sec-iceqc-r-2006-07-13", "sec-iceqc-r-2006-07-14", "sec-iceqc-r-2006-07-15", "sec-iceqc-r-2006-07-16" ] }, { "id": "part-iceqc-r-2006-07-ii", "number": "II", "title": "Mapping the non-public sector", "anchor": "part-ii-mapping-the-non-public-sector", "sectionIds": [ "sec-iceqc-r-2006-07-17", "sec-iceqc-r-2006-07-18", "sec-iceqc-r-2006-07-19", "sec-iceqc-r-2006-07-20", "sec-iceqc-r-2006-07-21", "sec-iceqc-r-2006-07-22", "sec-iceqc-r-2006-07-23", "sec-iceqc-r-2006-07-24", "sec-iceqc-r-2006-07-25", "sec-iceqc-r-2006-07-26", "sec-iceqc-r-2006-07-27", "sec-iceqc-r-2006-07-28", "sec-iceqc-r-2006-07-29", "sec-iceqc-r-2006-07-30", "sec-iceqc-r-2006-07-31", "sec-iceqc-r-2006-07-32", "sec-iceqc-r-2006-07-33", "sec-iceqc-r-2006-07-34", "sec-iceqc-r-2006-07-35", "sec-iceqc-r-2006-07-36" ] }, { "id": "part-iceqc-r-2006-07-iii", "number": "III", "title": "Entry, authorisation and material change", "anchor": "part-iii-entry-authorisation-and-material-change", "sectionIds": [ "sec-iceqc-r-2006-07-37", "sec-iceqc-r-2006-07-38", "sec-iceqc-r-2006-07-39", "sec-iceqc-r-2006-07-40", "sec-iceqc-r-2006-07-41", "sec-iceqc-r-2006-07-42", "sec-iceqc-r-2006-07-43", "sec-iceqc-r-2006-07-44", "sec-iceqc-r-2006-07-45", "sec-iceqc-r-2006-07-46", "sec-iceqc-r-2006-07-47", "sec-iceqc-r-2006-07-48", "sec-iceqc-r-2006-07-49", "sec-iceqc-r-2006-07-50", "sec-iceqc-r-2006-07-51", "sec-iceqc-r-2006-07-52", "sec-iceqc-r-2006-07-53", "sec-iceqc-r-2006-07-54", "sec-iceqc-r-2006-07-55", "sec-iceqc-r-2006-07-56", "sec-iceqc-r-2006-07-57", "sec-iceqc-r-2006-07-58", "sec-iceqc-r-2006-07-59", "sec-iceqc-r-2006-07-60", "sec-iceqc-r-2006-07-61" ] }, { "id": "part-iceqc-r-2006-07-iv", "number": "IV", "title": "Minimum educational standards", "anchor": "part-iv-minimum-educational-standards", "sectionIds": [ "sec-iceqc-r-2006-07-62", "sec-iceqc-r-2006-07-63", "sec-iceqc-r-2006-07-64", "sec-iceqc-r-2006-07-65", "sec-iceqc-r-2006-07-66", "sec-iceqc-r-2006-07-67", "sec-iceqc-r-2006-07-68", "sec-iceqc-r-2006-07-69", "sec-iceqc-r-2006-07-70", "sec-iceqc-r-2006-07-71", "sec-iceqc-r-2006-07-72", "sec-iceqc-r-2006-07-73", "sec-iceqc-r-2006-07-74", "sec-iceqc-r-2006-07-75", "sec-iceqc-r-2006-07-76", "sec-iceqc-r-2006-07-77", "sec-iceqc-r-2006-07-78", "sec-iceqc-r-2006-07-79", "sec-iceqc-r-2006-07-80", "sec-iceqc-r-2006-07-81", "sec-iceqc-r-2006-07-82", "sec-iceqc-r-2006-07-83", "sec-iceqc-r-2006-07-84", "sec-iceqc-r-2006-07-85", "sec-iceqc-r-2006-07-86" ] }, { "id": "part-iceqc-r-2006-07-v", "number": "V", "title": "Admissions, charges and equitable participation", "anchor": "part-v-admissions-charges-and-equitable-participation", "sectionIds": [ "sec-iceqc-r-2006-07-87", "sec-iceqc-r-2006-07-88", "sec-iceqc-r-2006-07-89", "sec-iceqc-r-2006-07-90", "sec-iceqc-r-2006-07-91", "sec-iceqc-r-2006-07-92", "sec-iceqc-r-2006-07-93", "sec-iceqc-r-2006-07-94", "sec-iceqc-r-2006-07-95", "sec-iceqc-r-2006-07-96", "sec-iceqc-r-2006-07-97", "sec-iceqc-r-2006-07-98", "sec-iceqc-r-2006-07-99", "sec-iceqc-r-2006-07-100", "sec-iceqc-r-2006-07-101", "sec-iceqc-r-2006-07-102", "sec-iceqc-r-2006-07-103", "sec-iceqc-r-2006-07-104", "sec-iceqc-r-2006-07-105", "sec-iceqc-r-2006-07-106", "sec-iceqc-r-2006-07-107", "sec-iceqc-r-2006-07-108" ] }, { "id": "part-iceqc-r-2006-07-vi", "number": "VI", "title": "Public finance, contracts and stewardship", "anchor": "part-vi-public-finance-contracts-and-stewardship", "sectionIds": [ "sec-iceqc-r-2006-07-109", "sec-iceqc-r-2006-07-110", "sec-iceqc-r-2006-07-111", "sec-iceqc-r-2006-07-112", "sec-iceqc-r-2006-07-113", "sec-iceqc-r-2006-07-114", "sec-iceqc-r-2006-07-115", "sec-iceqc-r-2006-07-116", "sec-iceqc-r-2006-07-117", "sec-iceqc-r-2006-07-118", "sec-iceqc-r-2006-07-119", "sec-iceqc-r-2006-07-120", "sec-iceqc-r-2006-07-121", "sec-iceqc-r-2006-07-122", "sec-iceqc-r-2006-07-123", "sec-iceqc-r-2006-07-124", "sec-iceqc-r-2006-07-125", "sec-iceqc-r-2006-07-126", "sec-iceqc-r-2006-07-127", "sec-iceqc-r-2006-07-128", "sec-iceqc-r-2006-07-129" ] }, { "id": "part-iceqc-r-2006-07-vii", "number": "VII", "title": "Teachers, leaders and organisational capability", "anchor": "part-vii-teachers-leaders-and-organisational-capability", "sectionIds": [ "sec-iceqc-r-2006-07-130", "sec-iceqc-r-2006-07-131", "sec-iceqc-r-2006-07-132", "sec-iceqc-r-2006-07-133", "sec-iceqc-r-2006-07-134", "sec-iceqc-r-2006-07-135", "sec-iceqc-r-2006-07-136", "sec-iceqc-r-2006-07-137", "sec-iceqc-r-2006-07-138", "sec-iceqc-r-2006-07-139", "sec-iceqc-r-2006-07-140", "sec-iceqc-r-2006-07-141", "sec-iceqc-r-2006-07-142", "sec-iceqc-r-2006-07-143", "sec-iceqc-r-2006-07-144", "sec-iceqc-r-2006-07-145", "sec-iceqc-r-2006-07-146", "sec-iceqc-r-2006-07-147", "sec-iceqc-r-2006-07-148", "sec-iceqc-r-2006-07-149", "sec-iceqc-r-2006-07-150", "sec-iceqc-r-2006-07-151", "sec-iceqc-r-2006-07-152", "sec-iceqc-r-2006-07-153" ] }, { "id": "part-iceqc-r-2006-07-viii", "number": "VIII", "title": "Public information, data and claims", "anchor": "part-viii-public-information-data-and-claims", "sectionIds": [ "sec-iceqc-r-2006-07-154", "sec-iceqc-r-2006-07-155", "sec-iceqc-r-2006-07-156", "sec-iceqc-r-2006-07-157", "sec-iceqc-r-2006-07-158", "sec-iceqc-r-2006-07-159", "sec-iceqc-r-2006-07-160", "sec-iceqc-r-2006-07-161", "sec-iceqc-r-2006-07-162", "sec-iceqc-r-2006-07-163", "sec-iceqc-r-2006-07-164", "sec-iceqc-r-2006-07-165", "sec-iceqc-r-2006-07-166", "sec-iceqc-r-2006-07-167", "sec-iceqc-r-2006-07-168", "sec-iceqc-r-2006-07-169", "sec-iceqc-r-2006-07-170", "sec-iceqc-r-2006-07-171", "sec-iceqc-r-2006-07-172", "sec-iceqc-r-2006-07-173", "sec-iceqc-r-2006-07-174", "sec-iceqc-r-2006-07-175", "sec-iceqc-r-2006-07-176" ] }, { "id": "part-iceqc-r-2006-07-ix", "number": "IX", "title": "Monitoring, complaints and enforcement", "anchor": "part-ix-monitoring-complaints-and-enforcement", "sectionIds": [ "sec-iceqc-r-2006-07-177", "sec-iceqc-r-2006-07-178", "sec-iceqc-r-2006-07-179", "sec-iceqc-r-2006-07-180", "sec-iceqc-r-2006-07-181", "sec-iceqc-r-2006-07-182", "sec-iceqc-r-2006-07-183", "sec-iceqc-r-2006-07-184", "sec-iceqc-r-2006-07-185", "sec-iceqc-r-2006-07-186", "sec-iceqc-r-2006-07-187", "sec-iceqc-r-2006-07-188", "sec-iceqc-r-2006-07-189", "sec-iceqc-r-2006-07-190", "sec-iceqc-r-2006-07-191", "sec-iceqc-r-2006-07-192", "sec-iceqc-r-2006-07-193", "sec-iceqc-r-2006-07-194", "sec-iceqc-r-2006-07-195", "sec-iceqc-r-2006-07-196", "sec-iceqc-r-2006-07-197", "sec-iceqc-r-2006-07-198", "sec-iceqc-r-2006-07-199", "sec-iceqc-r-2006-07-200", "sec-iceqc-r-2006-07-201", "sec-iceqc-r-2006-07-202", "sec-iceqc-r-2006-07-203", "sec-iceqc-r-2006-07-204", "sec-iceqc-r-2006-07-205", "sec-iceqc-r-2006-07-206" ] }, { "id": "part-iceqc-r-2006-07-x", "number": "X", "title": "Quality improvement under public oversight", "anchor": "part-x-quality-improvement-under-public-oversight", "sectionIds": [ "sec-iceqc-r-2006-07-207", "sec-iceqc-r-2006-07-208", "sec-iceqc-r-2006-07-209", "sec-iceqc-r-2006-07-210", "sec-iceqc-r-2006-07-211", "sec-iceqc-r-2006-07-212", "sec-iceqc-r-2006-07-213", "sec-iceqc-r-2006-07-214", "sec-iceqc-r-2006-07-215", "sec-iceqc-r-2006-07-216", "sec-iceqc-r-2006-07-217", "sec-iceqc-r-2006-07-218", "sec-iceqc-r-2006-07-219", "sec-iceqc-r-2006-07-220", "sec-iceqc-r-2006-07-221", "sec-iceqc-r-2006-07-222", "sec-iceqc-r-2006-07-223", "sec-iceqc-r-2006-07-224", "sec-iceqc-r-2006-07-225", "sec-iceqc-r-2006-07-226" ] }, { "id": "part-iceqc-r-2006-07-xi", "number": "XI", "title": "Differentiated provision and common public duties", "anchor": "part-xi-differentiated-provision-and-common-public-duties", "sectionIds": [ "sec-iceqc-r-2006-07-227", "sec-iceqc-r-2006-07-228", "sec-iceqc-r-2006-07-229", "sec-iceqc-r-2006-07-230", "sec-iceqc-r-2006-07-231", "sec-iceqc-r-2006-07-232", "sec-iceqc-r-2006-07-233", "sec-iceqc-r-2006-07-234", "sec-iceqc-r-2006-07-235", "sec-iceqc-r-2006-07-236", "sec-iceqc-r-2006-07-237", "sec-iceqc-r-2006-07-238", "sec-iceqc-r-2006-07-239", "sec-iceqc-r-2006-07-240", "sec-iceqc-r-2006-07-241", "sec-iceqc-r-2006-07-242", "sec-iceqc-r-2006-07-243", "sec-iceqc-r-2006-07-244", "sec-iceqc-r-2006-07-245", "sec-iceqc-r-2006-07-246", "sec-iceqc-r-2006-07-247", "sec-iceqc-r-2006-07-248" ] }, { "id": "part-iceqc-r-2006-07-xii", "number": "XII", "title": "System governance and public capacity", "anchor": "part-xii-system-governance-and-public-capacity", "sectionIds": [ "sec-iceqc-r-2006-07-249", "sec-iceqc-r-2006-07-250", "sec-iceqc-r-2006-07-251", "sec-iceqc-r-2006-07-252", "sec-iceqc-r-2006-07-253", "sec-iceqc-r-2006-07-254", "sec-iceqc-r-2006-07-255", "sec-iceqc-r-2006-07-256", "sec-iceqc-r-2006-07-257", "sec-iceqc-r-2006-07-258", "sec-iceqc-r-2006-07-259", "sec-iceqc-r-2006-07-260", "sec-iceqc-r-2006-07-261", "sec-iceqc-r-2006-07-262", "sec-iceqc-r-2006-07-263", "sec-iceqc-r-2006-07-264", "sec-iceqc-r-2006-07-265", "sec-iceqc-r-2006-07-266", "sec-iceqc-r-2006-07-267", "sec-iceqc-r-2006-07-268" ] }, { "id": "part-iceqc-r-2006-07-xiii", "number": "XIII", "title": "Applied governance cases", "anchor": "part-xiii-applied-governance-cases", "sectionIds": [ "sec-iceqc-r-2006-07-269", "sec-iceqc-r-2006-07-270", "sec-iceqc-r-2006-07-271", "sec-iceqc-r-2006-07-272", "sec-iceqc-r-2006-07-273", "sec-iceqc-r-2006-07-274", "sec-iceqc-r-2006-07-275", "sec-iceqc-r-2006-07-276", "sec-iceqc-r-2006-07-277", "sec-iceqc-r-2006-07-278", "sec-iceqc-r-2006-07-279", "sec-iceqc-r-2006-07-280", "sec-iceqc-r-2006-07-281", "sec-iceqc-r-2006-07-282" ] }, { "id": "part-iceqc-r-2006-07-xiv", "number": "XIV", "title": "Conclusions and priorities", "anchor": "part-xiv-conclusions-and-priorities", "sectionIds": [ "sec-iceqc-r-2006-07-283", "sec-iceqc-r-2006-07-284", "sec-iceqc-r-2006-07-285", "sec-iceqc-r-2006-07-286", "sec-iceqc-r-2006-07-287", "sec-iceqc-r-2006-07-288", "sec-iceqc-r-2006-07-289", "sec-iceqc-r-2006-07-290", "sec-iceqc-r-2006-07-291", "sec-iceqc-r-2006-07-292" ] } ], "sections": [ { "id": "sec-iceqc-r-2006-07-1", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "1", "title": "The central policy question", "anchor": "1-the-central-policy-question", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-1-b001", "type": "PARAGRAPH", "text": "The central question is not whether an institution is public or private. It is which public responsibilities arise because learners receive education, families rely on claims, compulsory schooling may be involved, public funds or recognition may be used, and institutional failure can affect rights and future opportunity.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-1-b002", "type": "PARAGRAPH", "text": "A governance framework begins with these consequences. Ownership remains relevant to finance, decision-making and legal liability, but it does not by itself answer what evidence or protection is required.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-2", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "2", "title": "The right and the provider", "anchor": "2-the-right-and-the-provider", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-2-b001", "type": "PARAGRAPH", "text": "The right to education is held by the learner. A public authority may deliver education directly, permit another body to provide it or finance provision under an agreement. The administrative arrangement does not reduce the right.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-2-b002", "type": "PARAGRAPH", "text": "The State’s duties to respect, protect and fulfil the right include avoiding wrongful interference, preventing third-party conduct that defeats the right and taking positive measures to make education available and accessible.", "citationIds": [ "REF-03" ] } ] }, { "id": "sec-iceqc-r-2006-07-3", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "3", "title": "Liberty to establish institutions", "anchor": "3-liberty-to-establish-institutions", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-3-b001", "type": "PARAGRAPH", "text": "International law recognises the liberty of individuals and bodies to establish and direct educational institutions. This liberty is subject to conformity with the objectives of education and minimum standards laid down or approved by the State.", "citationIds": [ "REF-02", "REF-03" ] }, { "id": "sec-iceqc-r-2006-07-3-b002", "type": "PARAGRAPH", "text": "Governance should therefore avoid arbitrary prohibition, compelled uniformity or administrative discrimination against a lawful provider form. It should also avoid interpreting liberty as exemption from standards that protect learners and educational opportunity.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-4", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "4", "title": "Parental choice", "anchor": "4-parental-choice", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-4-b001", "type": "PARAGRAPH", "text": "Parents and legal guardians may choose institutions other than those maintained by public authorities, within applicable minimum educational standards. Choice also requires that no family be compelled into one belief or educational identity contrary to protected convictions.", "citationIds": [ "REF-01", "REF-02" ] }, { "id": "sec-iceqc-r-2006-07-4-b002", "type": "PARAGRAPH", "text": "Choice has practical content only where information is reliable and alternatives are accessible. A nominal right does not remedy a district with no public place, unaffordable non-public fees or misleading provider claims.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-5", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "5", "title": "Non-discrimination", "anchor": "5-non-discrimination", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-5-b001", "type": "PARAGRAPH", "text": "Non-discrimination applies to the system and to decisions affecting access and treatment. Provider rules concerning sex, language, religion or educational purpose require careful interpretation under national law and international standards. The Convention against Discrimination in Education recognises certain separate systems and private institutions only under defined conditions, including voluntariness, comparable standards and an object other than securing exclusion.", "citationIds": [ "REF-01" ] }, { "id": "sec-iceqc-r-2006-07-5-b002", "type": "PARAGRAPH", "text": "The authority should examine purpose, effect and available alternatives. A formally neutral admission rule may still exclude learners indirectly through fees, documents, transport, language or disability barriers.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-6", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "6", "title": "Educational aims", "anchor": "6-educational-aims", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-6-b001", "type": "PARAGRAPH", "text": "Education should develop the child’s personality, talents and abilities and support respect for human rights, identity, peace, tolerance and the natural environment. These aims apply to educational experience, not only to the wording of a curriculum document.", "citationIds": [ "REF-04", "REF-05" ] }, { "id": "sec-iceqc-r-2006-07-6-b002", "type": "PARAGRAPH", "text": "Public oversight should therefore consider teaching methods, discipline, school culture and treatment of difference. Provider identity cannot justify degrading discipline, incitement, denial of dignity or an education inconsistent with the protected aims.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-7", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "7", "title": "Availability", "anchor": "7-availability", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-7-b001", "type": "PARAGRAPH", "text": "The authority remains responsible for sufficient educational opportunity. Non-public capacity can contribute to availability but should not be counted without evidence of lawful operation, accessible entry, continuity and actual service.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-7-b002", "type": "PARAGRAPH", "text": "An authorised seat that is unaffordable, geographically unreachable or restricted to a narrow group is not equivalent to a generally available public place. System planning should retain these distinctions.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-8", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "8", "title": "Accessibility", "anchor": "8-accessibility", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-8-b001", "type": "PARAGRAPH", "text": "Accessibility includes non-discrimination, physical reach and economic access. Provider governance should examine whether admissions, fees, buildings, transport and information make the service accessible to the population it claims or is funded to serve.", "citationIds": [ "REF-03" ] }, { "id": "sec-iceqc-r-2006-07-8-b002", "type": "PARAGRAPH", "text": "Where compulsory education is concerned, a government should not rely on private charges to discharge the commitment to free primary education for all.", "citationIds": [ "REF-02", "REF-07" ] } ] }, { "id": "sec-iceqc-r-2006-07-9", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "9", "title": "Acceptability", "anchor": "9-acceptability", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-9-b001", "type": "PARAGRAPH", "text": "Acceptability concerns relevance, cultural appropriateness and quality, subject to educational aims and minimum standards. It requires more than parental demand. Families may select an institution under constrained alternatives or incomplete information.", "citationIds": [ "REF-03" ] }, { "id": "sec-iceqc-r-2006-07-9-b002", "type": "PARAGRAPH", "text": "The authority should evaluate whether curriculum, staff, learning conditions, assessment and learner treatment meet the public minimum while preserving legitimate institutional character.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-10", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "10", "title": "Adaptability", "anchor": "10-adaptability", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-10-b001", "type": "PARAGRAPH", "text": "Education should respond to changing societies and diverse learners. Community, faith-based, vocational and adult providers may contribute valuable adaptability through language, schedule, curriculum or location.", "citationIds": [ "REF-03" ] }, { "id": "sec-iceqc-r-2006-07-10-b002", "type": "PARAGRAPH", "text": "Regulation should not extinguish those strengths through irrelevant uniformity. It should require evidence that adaptation remains consistent with rights, learning progression and access to further education.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-11", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "11", "title": "Best interests and learner voice", "anchor": "11-best-interests-and-learner-voice", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-11-b001", "type": "PARAGRAPH", "text": "The best interests of the child are a primary consideration in decisions affecting children. Learner views should be heard in a manner consistent with age and maturity, including in complaints, disciplinary action, transfer and closure.", "citationIds": [ "REF-04" ] }, { "id": "sec-iceqc-r-2006-07-11-b002", "type": "PARAGRAPH", "text": "Provider convenience, ownership interest or contract terms cannot be the sole basis for a decision with serious educational consequences.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-12", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "12", "title": "Public responsibility matrix", "anchor": "12-public-responsibility-matrix", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-12-b001-tbl-iceqc-r-2006-07-1", "type": "TABLE", "title": "Table 1. Public responsibilities across provider arrangements", "columns": [ { "key": "c1-provider-arrangement", "label": "Provider arrangement", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c2-public-responsibility-retained", "label": "Public responsibility retained", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c3-additional-governance-question", "label": "Additional governance question", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c4-evidence-required", "label": "Evidence required", "dataType": "TEXT", "alignment": "LEFT" } ], "rows": [ [ "independently financed school", "rights, minimum standards, information and remedy", "whether charges and selection create system exclusion", "authorisation, fee, admission, quality and complaint records" ], [ "community or charitable institution", "standards, safeguarding and continuity", "whether voluntary governance has adequate capacity", "legal identity, responsible persons, staff and finance" ], [ "faith-based institution", "rights, standards and protected choice", "voluntariness and treatment of belief or non-belief", "admission, curriculum, opt-out and discipline arrangements" ], [ "publicly subsidised provider", "all general duties plus stewardship of funds", "whether public purpose and eligible population are served", "funding agreement, accounts, delivery and equity data" ], [ "contracted service", "system sufficiency, specification and contract oversight", "whether payment and performance incentives protect learners", "service specification, monitoring and remedy" ], [ "employer or vocational provider", "standards, safety, progression and recognised learning", "relationship between production and education purpose", "curriculum, workplace safety, assessment and placement records" ], [ "non-public higher-education institution", "access, minimum standards, information and system integrity", "autonomy, academic quality and award authority", "governance, academic staff, programmes, finance and records" ], [ "non-formal or adult programme", "public aims, truthful claims and learner protection", "appropriate standards for flexible provision", "target group, learning objectives, educator capacity and outcomes" ] ], "notes": [], "sourceNote": "Source and methodological notes are stated immediately below the table in the authoritative Markdown text.", "citationIds": [], "csvPath": "tables/table-1-table-1-public-responsibilities-across-provider-arrangements.csv", "renderHints": { "responsive": true, "stickyHeader": true, "allowHorizontalScroll": true, "repeatHeaderOnPrint": true, "firstColumnAsRowHeader": true, "compactOnSmallScreens": false } } ] }, { "id": "sec-iceqc-r-2006-07-13", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "13", "title": "No presumption from ownership", "anchor": "13-no-presumption-from-ownership", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-13-b001", "type": "PARAGRAPH", "text": "Public provision is not inherently effective, and non-public provision is not inherently responsive or efficient. The World Development Report 2004 shows that service performance depends on relationships of accountability among citizens, authorities, organisations and frontline providers.", "citationIds": [ "REF-10" ] }, { "id": "sec-iceqc-r-2006-07-13-b002", "type": "PARAGRAPH", "text": "A defensible policy compares arrangements through access, quality, equity, accountability, cost and continuity. It does not substitute an ownership label for evidence.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-14", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "14", "title": "Public-system perspective", "anchor": "14-public-system-perspective", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-14-b001", "type": "PARAGRAPH", "text": "Provider decisions can affect the entire system. Selective admissions may concentrate learners needing greater support in public institutions; teacher recruitment by one sector may affect supply elsewhere; fee increases may move learners mid-year; and uncoordinated expansion may create excess capacity in one area and absence in another.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-14-b002", "type": "PARAGRAPH", "text": "The authority should therefore govern individual institutions and monitor aggregate effects. An institution can comply with its own conditions while the combined pattern remains inequitable.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-15", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "15", "title": "Proportionality", "anchor": "15-proportionality", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-15-b001", "type": "PARAGRAPH", "text": "Controls should be proportionate to educational consequence and risk. A small community literacy class and a large institution enrolling children for compulsory schooling do not require identical entry evidence. Both require truthful claims and safe practice, but the intensity and form of oversight differ.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-15-b002", "type": "PARAGRAPH", "text": "Proportionality also constrains enforcement. A correctable record defect does not justify abrupt closure; an immediate safeguarding danger does not justify extended negotiation while learners remain exposed.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-16", "partId": "part-iceqc-r-2006-07-i", "parentId": null, "number": "16", "title": "Public settlement conclusion", "anchor": "16-public-settlement-conclusion", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-16-b001", "type": "PARAGRAPH", "text": "The public settlement combines protected provider and parental liberty with enforceable duties concerning rights, standards and system sufficiency. Neither element should be omitted. Governance is legitimate when its rules are public, necessary, consistently applied and directed to learners and the public interest.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-17", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "17", "title": "Why the map precedes policy", "anchor": "17-why-the-map-precedes-policy", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-17-b001", "type": "PARAGRAPH", "text": "Authorities cannot govern provision they cannot identify. A policy based only on registered schools omits informal, unrecognised, newly established or differently classified providers. It may also count inactive institutions and duplicate branches.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-17-b002", "type": "PARAGRAPH", "text": "The first administrative task is a provider and institution map that joins legal, educational, geographic, financial and learner information without confusing them.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-18", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "18", "title": "Provider and institution", "anchor": "18-provider-and-institution", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-18-b001", "type": "PARAGRAPH", "text": "One provider may operate several institutions, and one institution may deliver several programmes. The register should distinguish the legal body, beneficial or controlling interests, governing body, operating unit, site, programme and award authority.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-18-b002", "type": "PARAGRAPH", "text": "This structure permits responsibility to be traced when a brand, management contract or ownership changes. It also prevents a provider authorised for one site or level from implying permission for all activity under its name.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-19", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "19", "title": "Legal form", "anchor": "19-legal-form", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-19-b001", "type": "PARAGRAPH", "text": "Relevant forms may include association, trust, foundation, company, cooperative, religious body, community committee, employer, individual proprietor and statutory corporation. The education authority should record the legal form and verify that it permits the proposed activity.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-19-b002", "type": "PARAGRAPH", "text": "Legal registration under general company or association law does not constitute education authorisation. Conversely, an education licence should not be treated as proof that tax, labour, building or charitable obligations have been met.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-20", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "20", "title": "Purpose and distribution of surplus", "anchor": "20-purpose-and-distribution-of-surplus", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-20-b001", "type": "PARAGRAPH", "text": "The register records the declared purpose and whether surplus can be distributed. A not-for-profit form does not establish affordable access or sound use of funds; a commercial form does not by itself establish poor teaching. Governance should verify conduct and obligations.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-20-b002", "type": "PARAGRAPH", "text": "Where law gives concessions to charitable or public-benefit bodies, eligibility should depend on defined public conditions and reporting rather than title alone.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-21", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "21", "title": "Controlling interests", "anchor": "21-controlling-interests", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-21-b001", "type": "PARAGRAPH", "text": "The authority should identify persons or bodies able to appoint governors, control votes, receive distributions, direct management or dispose of assets. Nominee ownership, related-party transactions and layered entities can obscure accountability.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-21-b002", "type": "PARAGRAPH", "text": "Disclosure should be proportionate and subject to lawful privacy protection, but the regulator must be able to identify who is responsible for decisions affecting learners and public funds.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-22", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "22", "title": "Governance body", "anchor": "22-governance-body", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-22-b001", "type": "PARAGRAPH", "text": "The governing body’s composition, powers, conflicts, meetings and responsibility for education, finance and safeguarding should be recorded. A named board without actual authority provides little protection.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-22-b002", "type": "PARAGRAPH", "text": "Small institutions may use simpler governance, but one person should not be able to approve, receive and certify the same payment or conceal a serious complaint without review.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-23", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "23", "title": "Management arrangements", "anchor": "23-management-arrangements", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-23-b001", "type": "PARAGRAPH", "text": "Management may be performed by the owner, a contracted operator, a religious or community authority or a separate education company. The register should identify the arrangement and ensure that contractual delegation does not remove the authorised provider’s responsibility.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-23-b002", "type": "PARAGRAPH", "text": "Material changes in operator should require notification and, where risk changes, prior approval.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-24", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "24", "title": "Educational scope", "anchor": "24-educational-scope", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-24-b001", "type": "PARAGRAPH", "text": "Authorised scope includes level, age range, programme, curriculum, language, attendance mode, maximum enrolment, site and any authority to issue an award. Each element should be stated positively.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-24-b002", "type": "PARAGRAPH", "text": "Silence should not be interpreted as permission to add a boarding facility, new campus, higher level, distance mode or external award. Scope change requires evidence appropriate to the new activity.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-25", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "25", "title": "Public-funding status", "anchor": "25-public-funding-status", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-25-b001", "type": "PARAGRAPH", "text": "The register should identify direct grants, per-learner payments, contracts, scholarships routed through the provider, premises, tax concessions and other support where law permits publication. Different support forms create different obligations.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-25-b002", "type": "PARAGRAPH", "text": "Public funding status should be linked to the relevant agreement and period. A historical grant should not permit a provider to describe itself indefinitely as government-supported.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-26", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "26", "title": "Recognition and authorisation", "anchor": "26-recognition-and-authorisation", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-26-b001", "type": "PARAGRAPH", "text": "Legal operation, programme approval, public funding and recognition of an award are separate decisions. Public information should not collapse them into one “recognised” label.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-26-b002", "type": "PARAGRAPH", "text": "The register should show exactly what the authority has decided, when it took effect, when it expires and what conditions apply.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-27", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "27", "title": "Unregistered provision", "anchor": "27-unregistered-provision", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-27-b001", "type": "PARAGRAPH", "text": "Unregistered provision may arise from deliberate avoidance, weak awareness, inaccessible procedures, recent establishment, community response to unmet need or disagreement about whether an activity falls within education law. The authority should identify cause before selecting a response.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-27-b002", "type": "PARAGRAPH", "text": "Immediate danger or deception requires protective action. A provider offering a useful service but unable to navigate an unnecessarily complex procedure may require a lawful transition route and technical support, without lowering substantive protection.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-28", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "28", "title": "Inactive and closed institutions", "anchor": "28-inactive-and-closed-institutions", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-28-b001", "type": "PARAGRAPH", "text": "A register should distinguish authorised, operating, temporarily suspended, inactive, under restriction, closing and closed status. Periodic confirmation and enrolment data prevent inactive institutions from remaining publicly listed as current.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-28-b002", "type": "PARAGRAPH", "text": "Closure records should remain searchable so that former learners can verify dates, status and record custody.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-29", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "29", "title": "Geographic mapping", "anchor": "29-geographic-mapping", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-29-b001", "type": "PARAGRAPH", "text": "Institutions should be mapped against population, public provision, transport and level. Precise locations may require protection in sensitive settings, but planners need sufficient geography to understand access and concentration.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-29-b002", "type": "PARAGRAPH", "text": "The map should identify where non-public institutions supplement public capacity, where they are the only practical option and where selective growth may increase segregation.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-30", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "30", "title": "Learner population", "anchor": "30-learner-population", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-30-b001", "type": "PARAGRAPH", "text": "Enrolment is recorded by age, sex, level and other lawful equity dimensions, with definitions and privacy controls. Counts should distinguish admitted, enrolled, attending, temporarily absent, withdrawn and completed learners.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-30-b002", "type": "PARAGRAPH", "text": "Provider totals should be reconciled with class lists, attendance and finance where possible. Inflated enrolment can affect subsidies and planning; understated enrolment can conceal overcrowding.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-31", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "31", "title": "Workforce population", "anchor": "31-workforce-population", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-31-b001", "type": "PARAGRAPH", "text": "The map records teachers and other relevant staff by role, workload, qualification and employment basis. Staff working across branches should not be counted as full-time at each site.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-31-b002", "type": "PARAGRAPH", "text": "System planning should examine movement between sectors and the effect of non-public expansion on scarce subjects or regions.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-32", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "32", "title": "Provider map", "anchor": "32-provider-map", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-32-b001-tbl-iceqc-r-2006-07-2", "type": "TABLE", "title": "Table 2. Minimum non-public provider register", "columns": [ { "key": "c1-register-field", "label": "Register field", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c2-public-display", "label": "Public display", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c3-protected-administrative-detail", "label": "Protected administrative detail", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c4-update-event", "label": "Update event", "dataType": "TEXT", "alignment": "LEFT" } ], "rows": [ [ "provider identity and legal form", "legal name and provider type", "incorporation and controlling-interest records", "legal or ownership change" ], [ "institution identity", "name, site and contact", "premises and responsible-person details", "opening, relocation or closure" ], [ "authorised scope", "level, programme, language, mode and capacity", "approval evidence and conditions", "scope variation" ], [ "status", "authorised, restricted, closing or closed", "investigation and enforcement record", "decision or expiry" ], [ "governance", "responsible body or proprietor", "appointments, conflicts and minutes", "governance change" ], [ "public support", "current support category where lawful", "agreement, payment and audit detail", "award, variation or cessation" ], [ "learner information", "declared programme and admissions route", "disaggregated enrolment and attendance", "reporting cycle" ], [ "staffing", "summary of teacher requirements", "staff list, suitability and qualification evidence", "appointment or departure" ], [ "fees", "required fee schedule and refund terms", "accounts, concessions and individual protection", "fee change" ], [ "complaints and remedy", "public complaint route", "case material and protected identities", "complaint and closure" ], [ "records custody", "contact for current or former learner records", "archive location and transfer log", "operator or status change" ] ], "notes": [], "sourceNote": "Source and methodological notes are stated immediately below the table in the authoritative Markdown text.", "citationIds": [], "csvPath": "tables/table-2-table-2-minimum-non-public-provider-register.csv", "renderHints": { "responsive": true, "stickyHeader": true, "allowHorizontalScroll": true, "repeatHeaderOnPrint": true, "firstColumnAsRowHeader": true, "compactOnSmallScreens": false } } ] }, { "id": "sec-iceqc-r-2006-07-33", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "33", "title": "Data quality", "anchor": "33-data-quality", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-33-b001", "type": "PARAGRAPH", "text": "The register should identify the source and verification date for each material field. Provider declaration, documentary verification and direct inspection are different evidence states.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-33-b002", "type": "PARAGRAPH", "text": "Public display should show the date last confirmed. An apparently precise register becomes misleading when its information is several years old or when status updates are delayed.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-34", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "34", "title": "Inter-agency coordination", "anchor": "34-inter-agency-coordination", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-34-b001", "type": "PARAGRAPH", "text": "Education, company, charity, tax, labour, building, health and child-protection authorities may hold relevant information. Lawful exchange can reduce duplication and identify inconsistency, but each body should retain responsibility for its own decision.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-34-b002", "type": "PARAGRAPH", "text": "An education authority should not assume that company registration proves educational suitability, or that a building approval proves lawful curriculum and staffing.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-35", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "35", "title": "Public access", "anchor": "35-public-access", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-35-b001", "type": "PARAGRAPH", "text": "Families should be able to search the public register without specialist legal knowledge. Results should explain the meaning and limit of each status and should avoid seals, rankings or language that imply an unmade quality judgement.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-35-b002", "type": "PARAGRAPH", "text": "Information should be available through channels accessible to communities with limited connectivity or literacy. Local offices and schools may need printed or oral confirmation routes.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-36", "partId": "part-iceqc-r-2006-07-ii", "parentId": null, "number": "36", "title": "Sector-map conclusion", "anchor": "36-sector-map-conclusion", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-36-b001", "type": "PARAGRAPH", "text": "A complete map is not a clerical inventory. It is the basis for planning, risk assessment, public information, funding control, continuity and historical verification. Its authority depends on accurate distinctions among provider, institution, programme, permission, funding and award.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-37", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "37", "title": "Purpose of entry control", "anchor": "37-purpose-of-entry-control", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-37-b001", "type": "PARAGRAPH", "text": "Entry control establishes whether a proposed provider can lawfully and responsibly begin the declared activity. It protects learners from being enrolled before essential conditions exist and protects the education system from institutions whose identity, purpose or capacity cannot be verified.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-37-b002", "type": "PARAGRAPH", "text": "The decision is prospective. It cannot prove future quality, but it can test whether the provider has a credible basis to operate and whether the authority can hold responsible persons to account.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-38", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "38", "title": "Legal authority", "anchor": "38-legal-authority", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-38-b001", "type": "PARAGRAPH", "text": "Legislation should identify which activities require authorisation, the competent decision-maker, the evidence required, applicable standards, decision period, conditions, renewal, variation, enforcement and review. Ambiguous jurisdiction creates both avoidance and arbitrary control.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-38-b002", "type": "PARAGRAPH", "text": "Definitions should cover programmes presented as schools or formal education even when a provider uses another commercial label. At the same time, informal family, cultural or community activity should not be captured without a clear educational and public reason.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-39", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "39", "title": "Application identity", "anchor": "39-application-identity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-39-b001", "type": "PARAGRAPH", "text": "An application should state the provider’s legal name, form, address, controlling interests, governing body, responsible officers and any related education operation. Persons with authority over finance, safeguarding and academic decisions should be identifiable.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-39-b002", "type": "PARAGRAPH", "text": "False, concealed or materially incomplete identity information is relevant to fitness. Minor administrative error should remain distinguishable from deliberate misrepresentation.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-40", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "40", "title": "Proposed educational purpose", "anchor": "40-proposed-educational-purpose", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-40-b001", "type": "PARAGRAPH", "text": "The provider should state the learner population, educational level, curriculum, language, mode, expected enrolment, calendar and intended progression. A broad promise to offer “international” or “quality” education is not an educational plan.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-40-b002", "type": "PARAGRAPH", "text": "The authority should test whether the purpose is lawful and consistent with protected educational aims.", "citationIds": [ "REF-03", "REF-04", "REF-05" ] } ] }, { "id": "sec-iceqc-r-2006-07-41", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "41", "title": "Governance capability", "anchor": "41-governance-capability", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-41-b001", "type": "PARAGRAPH", "text": "Applicants should show how educational, financial and safeguarding responsibility will be exercised. The governing arrangements should specify delegated powers, oversight of the head, conflicts of interest, meetings, reporting and action when a serious concern arises.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-41-b002", "type": "PARAGRAPH", "text": "The required form may be proportionate to size, but responsibility cannot be left entirely undefined or dependent on one unavailable proprietor.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-42", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "42", "title": "Financial capacity", "anchor": "42-financial-capacity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-42-b001", "type": "PARAGRAPH", "text": "Opening an institution creates commitments to learners, staff, premises and records. The application should include start-up finance, operating assumptions, enrolment sensitivity, fee schedule, liabilities, insurance where required and provision for orderly closure.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-42-b002", "type": "PARAGRAPH", "text": "An optimistic budget based on immediate full enrolment is not sufficient evidence. The authority should test whether education can continue through a reasonable shortfall and whether advance fees are protected.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-43", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "43", "title": "Premises", "anchor": "43-premises", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-43-b001", "type": "PARAGRAPH", "text": "Premises should be lawful for the proposed use and provide safe access, structural security, sanitation, drinking water, ventilation, light, space and emergency arrangements appropriate to learners and activity. Boarding, laboratories, workshops, transport and food service create additional risks.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-43-b002", "type": "PARAGRAPH", "text": "Building approval by another authority may establish part of the evidence but does not decide whether the premises support the educational programme or are accessible to the intended population.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-44", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "44", "title": "Safeguarding", "anchor": "44-safeguarding", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-44-b001", "type": "PARAGRAPH", "text": "Before enrolment, the provider should have responsible persons, staff suitability checks where lawful, conduct rules, reporting routes, supervision, emergency response and arrangements for allegations. Children and families should know how to report harm without approaching the person implicated.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-44-b002", "type": "PARAGRAPH", "text": "Safeguarding evidence should be assessed in practice as well as on paper. A copied policy without local responsibilities or referral routes does not protect learners.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-45", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "45", "title": "Staffing plan", "anchor": "45-staffing-plan", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-45-b001", "type": "PARAGRAPH", "text": "The staffing plan should identify leadership, teachers, specialist support and non-teaching roles, with workload and required preparation. Named staff or credible recruitment evidence should support the plan.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-45-b002", "type": "PARAGRAPH", "text": "The authority should avoid a purely credential-based test that excludes competent vocational or community expertise, but it should require a defensible relationship between staff competence and assigned teaching. The 1966 teacher recommendation applies across public and private schools and treats preparation, conditions and professional responsibility as connected.", "citationIds": [ "REF-11" ] } ] }, { "id": "sec-iceqc-r-2006-07-46", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "46", "title": "Curriculum and progression", "anchor": "46-curriculum-and-progression", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-46-b001", "type": "PARAGRAPH", "text": "The provider should identify learning objectives, curriculum content, instructional time, materials, assessment and progression. Where it uses a national curriculum, conformity should be evidenced. Where it proposes another curriculum, equivalence to statutory educational aims and minimum learning expectations should be examined.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-46-b002", "type": "PARAGRAPH", "text": "Learners should be able to move to further education without discovering that their prior programme lacked required content or recognition. Any limitation should be disclosed before enrolment.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-47", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "47", "title": "Language of instruction", "anchor": "47-language-of-instruction", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-47-b001", "type": "PARAGRAPH", "text": "Language policy should state the language of instruction, transition arrangements, support for learners and language used in essential family communication. Claims of bilingual or multilingual provision require a staffing and curriculum basis.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-47-b002", "type": "PARAGRAPH", "text": "The authority should recognise legitimate linguistic provision while examining whether language requirements produce exclusion or impair access to further education.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-48", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "48", "title": "Learning materials", "anchor": "48-learning-materials", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-48-b001", "type": "PARAGRAPH", "text": "Materials should be sufficient, lawful, age-appropriate and consistent with educational aims. The entry review should examine access rather than a sample display: who receives books, whether required materials create additional compulsory cost and whether specialist equipment is available when teaching begins.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-48-b002", "type": "PARAGRAPH", "text": "No authorisation decision should prescribe one publisher without legal and educational justification.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-49", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "49", "title": "Assessment and records", "anchor": "49-assessment-and-records", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-49-b001", "type": "PARAGRAPH", "text": "The applicant should explain how attendance, progress, assessment, award, transfer and completion will be recorded. Records require secure custody, correction, retention, learner access and transfer arrangements.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-49-b002", "type": "PARAGRAPH", "text": "Where the programme leads to an external or public award, the provider must establish its authority and conditions accurately. An intention to seek later approval should not be presented as current recognition.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-50", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "50", "title": "Admissions and fees before entry", "anchor": "50-admissions-and-fees-before-entry", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-50-b001", "type": "PARAGRAPH", "text": "Admission criteria, required documents, deposits, tuition, compulsory additional charges, concessions, withdrawal and refund terms should be available with the application. The authority should identify conditions inconsistent with non-discrimination, compulsory-education duties or consumer protection.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-50-b002", "type": "PARAGRAPH", "text": "The provider’s business plan and public fee statement should agree. Hidden charges undermine both access analysis and financial viability assessment.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-51", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "51", "title": "Consultation and need", "anchor": "51-consultation-and-need", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-51-b001", "type": "PARAGRAPH", "text": "A jurisdiction may consider system need, land use or public planning when deciding new entry. A need test should not protect existing providers from legitimate competition or become an arbitrary barrier to community provision.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-51-b002", "type": "PARAGRAPH", "text": "Where a test is used, criteria and evidence should be published. Factors may include population, available places, programme gaps, transport, public cost and effect on equitable access.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-52", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "52", "title": "Site verification", "anchor": "52-site-verification", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-52-b001", "type": "PARAGRAPH", "text": "Document review should be followed by site verification before learners enter where premises and operational readiness are material. The visit confirms identity, space, safety, equipment, staff readiness and displayed information.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-52-b002", "type": "PARAGRAPH", "text": "The record should distinguish conditions that must be completed before opening from improvements permitted within a stated period after operation begins.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-53", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "53", "title": "Decision options", "anchor": "53-decision-options", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-53-b001", "type": "PARAGRAPH", "text": "The authority may approve, approve with conditions, defer for specified evidence or refuse with reasons. Conditions should be necessary, measurable, time-bound and within legal power. They should not be used to avoid deciding whether a core requirement is met.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-53-b002", "type": "PARAGRAPH", "text": "A conditional approval should state whether enrolment may begin and what occurs if the condition is not completed.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-54", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "54", "title": "Reasons and review", "anchor": "54-reasons-and-review", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-54-b001", "type": "PARAGRAPH", "text": "The provider should receive the factual and legal basis of an adverse decision, subject to protection of confidential information. A review route should be independent of the original decision to the degree required by national administrative law.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-54-b002", "type": "PARAGRAPH", "text": "Review protects provider liberty and improves decision quality. It should not automatically suspend urgent measures needed to prevent serious learner harm.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-55", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "55", "title": "Time and administrative burden", "anchor": "55-time-and-administrative-burden", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-55-b001", "type": "PARAGRAPH", "text": "The authority should publish expected decision periods and request evidence once in a coordinated manner. Delay can prevent useful provision and encourage unregistered operation. Speed, however, should not remove essential verification.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-55-b002", "type": "PARAGRAPH", "text": "Fees for authorisation should reflect lawful administrative purpose and should not make entry impossible for community or charitable providers. Differential support may be appropriate without reducing standards.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-56", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "56", "title": "Renewal", "anchor": "56-renewal", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-56-b001", "type": "PARAGRAPH", "text": "Renewal should consider current operation, not repeat the original application mechanically. Evidence includes compliance history, learner access and outcomes, staff stability, finance, complaints, corrections and material changes.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-56-b002", "type": "PARAGRAPH", "text": "Automatic indefinite continuation can leave obsolete information untested. Very short renewal cycles can divert resources from education without adding protection. Risk and stability should inform the interval.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-57", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "57", "title": "Material change", "anchor": "57-material-change", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-57-b001", "type": "PARAGRAPH", "text": "Prior approval or notification should be required for changes capable of altering risk or the basis of authorisation: ownership, control, legal form, operator, site, level, programme, language, boarding, capacity, award, substantial fee model or closure.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-57-b002", "type": "PARAGRAPH", "text": "The law should distinguish notification from approval. A provider should know whether the change may occur before the authority responds.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-58", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "58", "title": "Transfer of control", "anchor": "58-transfer-of-control", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-58-b001", "type": "PARAGRAPH", "text": "An authorisation should not be sold as a detached asset. A new controlling body must satisfy relevant identity, fitness, finance and governance requirements. Learners and staff should receive timely, accurate information.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-58-b002", "type": "PARAGRAPH", "text": "Transfer review should examine related liabilities, records, advance fees and whether the transaction weakens educational resources.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-59", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "59", "title": "Branches and franchises", "anchor": "59-branches-and-franchises", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-59-b001", "type": "PARAGRAPH", "text": "A branch or franchise may share name and materials while differing in owner, staff, premises and quality. The authority should identify the responsible provider for each site and decide whether separate authorisation is required.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-59-b002", "type": "PARAGRAPH", "text": "Brand permission from a private party is not public education authorisation. Marketing should not blur that distinction.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-60", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "60", "title": "Entry evidence table", "anchor": "60-entry-evidence-table", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-60-b001-tbl-iceqc-r-2006-07-3", "type": "TABLE", "title": "Table 3. Authorisation evidence and decision purpose", "columns": [ { "key": "c1-evidence-domain", "label": "Evidence domain", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c2-minimum-evidence", "label": "Minimum evidence", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c3-decision-question", "label": "Decision question", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c4-continuing-control", "label": "Continuing control", "dataType": "TEXT", "alignment": "LEFT" } ], "rows": [ [ "identity", "legal body, control and responsible officers", "can responsibility be located and enforced", "notify ownership and officer change" ], [ "governance", "powers, delegation, conflicts and oversight", "can the institution govern education and risk", "minutes, declarations and annual confirmation" ], [ "educational plan", "population, level, curriculum, language and assessment", "is the proposed activity coherent and lawful", "programme and outcome monitoring" ], [ "finance", "capital, budget, fees, liabilities and contingency", "can commitments to learners and staff be sustained", "accounts, fee notice and viability review" ], [ "premises", "lawful use, safety, sanitation and capacity", "can the activity operate safely at the site", "inspection and change approval" ], [ "safeguarding", "responsibilities, conduct, reporting and response", "are learners protected before entry", "incident and policy review" ], [ "workforce", "roles, competence, suitability and workload", "can the declared curriculum be delivered", "staff return and professional support" ], [ "records", "enrolment, attendance, assessment and custody", "can participation and attainment be verified", "retention, access and transfer" ], [ "continuity", "transfer, closure and record arrangements", "what protects learners if operation ends", "contingency testing and closure notice" ] ], "notes": [], "sourceNote": "Source and methodological notes are stated immediately below the table in the authoritative Markdown text.", "citationIds": [], "csvPath": "tables/table-3-table-3-authorisation-evidence-and-decision-purpose.csv", "renderHints": { "responsive": true, "stickyHeader": true, "allowHorizontalScroll": true, "repeatHeaderOnPrint": true, "firstColumnAsRowHeader": true, "compactOnSmallScreens": false } } ] }, { "id": "sec-iceqc-r-2006-07-61", "partId": "part-iceqc-r-2006-07-iii", "parentId": null, "number": "61", "title": "Entry conclusion", "anchor": "61-entry-conclusion", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-61-b001", "type": "PARAGRAPH", "text": "Entry control is effective when it prevents avoidable harm, permits legitimate provision and leaves a clear basis for continuing accountability. Its product is a bounded legal permission supported by evidence, not a promise that future education will be satisfactory.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-62", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "62", "title": "Function of the minimum", "anchor": "62-function-of-the-minimum", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-62-b001", "type": "PARAGRAPH", "text": "Minimum standards define conditions below which provision should not operate. They protect educational aims, learner safety, access, teaching and system integrity. They are not a ceiling, a detailed national teaching script or a comparative ranking.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-62-b002", "type": "PARAGRAPH", "text": "General Comment No. 13 recognises that standards for private institutions may concern admission, curriculum and recognition of certificates and must remain consistent with the aims of education.", "citationIds": [ "REF-03" ] } ] }, { "id": "sec-iceqc-r-2006-07-63", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "63", "title": "Legal clarity", "anchor": "63-legal-clarity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-63-b001", "type": "PARAGRAPH", "text": "Standards should be made through lawful authority and available before they are enforced. Guidance may explain evidence and practice but should not create a sanctionable duty beyond the legal instrument.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-63-b002", "type": "PARAGRAPH", "text": "Providers should be able to identify the rule, its purpose, the evidence used to judge it and the possible consequence of failure.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-64", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "64", "title": "Outcome and condition", "anchor": "64-outcome-and-condition", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-64-b001", "type": "PARAGRAPH", "text": "A standard may concern an outcome, such as learners receiving required instructional time, or a condition, such as safe premises and competent staff. Outcome-only standards can overlook harm and selection; condition-only standards can overlook whether education is effective.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-64-b002", "type": "PARAGRAPH", "text": "A balanced framework connects essential conditions, educational process and learner experience without treating one test score as the whole of quality.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-65", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "65", "title": "Common and differentiated standards", "anchor": "65-common-and-differentiated-standards", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-65-b001", "type": "PARAGRAPH", "text": "Some standards are common across providers: lawful operation, non-discrimination, safety, truthful information, record integrity and complaint access. Others require differentiation by learner age, level, mode, subject or institution type.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-65-b002", "type": "PARAGRAPH", "text": "Differentiation should follow educational function and risk, not favour or suspicion attached to ownership.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-66", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "66", "title": "Curriculum minimum", "anchor": "66-curriculum-minimum", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-66-b001", "type": "PARAGRAPH", "text": "The curriculum should serve protected educational aims and applicable national requirements. It should identify expected knowledge and skills, time, sequence, materials and assessment.", "citationIds": [ "REF-04", "REF-05" ] }, { "id": "sec-iceqc-r-2006-07-66-b002", "type": "PARAGRAPH", "text": "Institutional character may influence additional content and pedagogy. The minimum should ensure that learners are not denied essential learning or progression because of that character.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-67", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "67", "title": "Instructional time", "anchor": "67-instructional-time", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-67-b001", "type": "PARAGRAPH", "text": "The provider should deliver the scheduled days and hours or an approved equivalent. Published calendars, attendance and teacher records support verification.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-67-b002", "type": "PARAGRAPH", "text": "Time alone does not establish learning, but persistent loss through closure, teacher absence or diversion to non-educational activity is a quality and access concern.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-68", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "68", "title": "Teaching capacity", "anchor": "68-teaching-capacity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-68-b001", "type": "PARAGRAPH", "text": "Staff collectively should possess the subject, pedagogical, language and learner-support capacity required by the programme. Qualification rules should be intelligible and should provide lawful treatment for foreign, vocational or alternative preparation.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-68-b002", "type": "PARAGRAPH", "text": "An exception route should record competence and support, not simply waive the standard in hard-to-staff settings.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-69", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "69", "title": "Teacher conditions", "anchor": "69-teacher-conditions", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-69-b001", "type": "PARAGRAPH", "text": "Employment conditions affect continuity, preparation and professional responsibility. The 1966 Recommendation connects teacher status with effective education in public and private schools.", "citationIds": [ "REF-11" ] }, { "id": "sec-iceqc-r-2006-07-69-b002", "type": "PARAGRAPH", "text": "Oversight should examine workload, appointment clarity, timely remuneration, professional development and freedom from improper pressure where these conditions materially affect learners or breach applicable labour law.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-70", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "70", "title": "Leadership", "anchor": "70-leadership", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-70-b001", "type": "PARAGRAPH", "text": "The head should have defined responsibility for curriculum, teaching, staff, safeguarding, learner welfare, records and improvement. 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The standard applies during activities organised or controlled by the institution.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-71-b002", "type": "PARAGRAPH", "text": "Compliance with building rules is necessary but not sufficient where unsafe conduct, bullying or disciplinary practice persists.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-72", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "72", "title": "Inclusive access", "anchor": "72-inclusive-access", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-72-b001", "type": "PARAGRAPH", "text": "Institutions should identify barriers in policy, environment, teaching and communication. Inclusion guidance directs attention to change in systems and schools rather than locating the difficulty solely in the learner.", "citationIds": [ "REF-12" ] }, { "id": "sec-iceqc-r-2006-07-72-b002", "type": "PARAGRAPH", "text": "The authority should examine admission, participation, support and progression. Physical admission without meaningful access to teaching is not sufficient.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-73", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "73", "title": "Learning materials and facilities", "anchor": "73-learning-materials-and-facilities", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-73-b001", "type": "PARAGRAPH", "text": "Facilities and materials should be adequate for the declared curriculum and enrolment. Specialist programmes require appropriate workshop, laboratory, library or practice resources.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-73-b002", "type": "PARAGRAPH", "text": "The standard should consider actual availability to learners, maintenance and safe use. A locked room prepared only for inspection does not establish provision.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-74", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "74", "title": "Assessment quality", "anchor": "74-assessment-quality", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-74-b001", "type": "PARAGRAPH", "text": "Assessment should align with the curriculum, use clear criteria, protect integrity and provide learners with useful information. High-stakes decisions require moderation, secure administration and an appeal or correction route.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-74-b002", "type": "PARAGRAPH", "text": "Provider-set assessment should not be represented as an externally recognised award unless that status exists.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-75", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "75", "title": "Educational progress", "anchor": "75-educational-progress", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-75-b001", "type": "PARAGRAPH", "text": "Authorities should consider progression, completion and learning without imposing crude thresholds that encourage exclusion of lower-performing learners. Results require context, cohort definition and evidence of who entered assessment.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-75-b002", "type": "PARAGRAPH", "text": "Low performance should trigger diagnosis of teaching, attendance, curriculum and learner support. It is not by itself proof of provider misconduct.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-76", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "76", "title": "Information integrity", "anchor": "76-information-integrity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-76-b001", "type": "PARAGRAPH", "text": "Public claims about authorisation, awards, staff, facilities, results, progression and partnerships should be accurate and supportable. Material qualifications should not be hidden in enrolment documents.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-76-b002", "type": "PARAGRAPH", "text": "The authority should be able to require correction and protect families who relied on a false claim.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-77", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "77", "title": "Learner records", "anchor": "77-learner-records", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-77-b001", "type": "PARAGRAPH", "text": "Records should be accurate, timely, secure and accessible to the learner or authorised guardian. Corrections should preserve an audit trail. Transfers should occur without improper retention for disputed fees where national law protects access.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-77-b002", "type": "PARAGRAPH", "text": "Permanent or long-term records require custody arrangements beyond the tenure of individual staff and owners.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-78", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "78", "title": "Governance standard", "anchor": "78-governance-standard", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-78-b001", "type": "PARAGRAPH", "text": "The governing body should receive sufficient information to oversee educational quality, finance, safety and complaints. Conflicts should be declared and managed. Decisions with material learner effect should be recorded.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-78-b002", "type": "PARAGRAPH", "text": "Governance independence may take different forms, but review should exist beyond the person responsible for day-to-day operation.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-79", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "79", "title": "Financial standard", "anchor": "79-financial-standard", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-79-b001", "type": "PARAGRAPH", "text": "The provider should maintain accounts, control funds, meet obligations and avoid transactions that remove resources needed for education. Related-party payments should be disclosed and authorised.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-79-b002", "type": "PARAGRAPH", "text": "The education authority need not duplicate the full function of financial or tax authorities, but it requires evidence of viability and use of education funds where learner continuity is at risk.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-80", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "80", "title": "Complaint and remedy standard", "anchor": "80-complaint-and-remedy-standard", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-80-b001", "type": "PARAGRAPH", "text": "Learners and families should have accessible internal and external routes, protection from retaliation, timely decisions and reasons. Serious safeguarding or legal concerns should be referable directly to the competent public body.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-80-b002", "type": "PARAGRAPH", "text": "Complaint records should inform improvement while protecting identity. Absence of complaints is not evidence of absence of harm.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-81", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "81", "title": "Continuity standard", "anchor": "81-continuity-standard", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-81-b001", "type": "PARAGRAPH", "text": "The provider should plan for fire, disaster, staff loss, financial interruption, ownership change and closure. Plans should identify communication, temporary teaching, learner transfer, refunds where applicable and record custody.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-81-b002", "type": "PARAGRAPH", "text": "Continuity is a current standard because the capacity to respond must exist before failure occurs.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-82", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "82", "title": "Standard-evidence matrix", "anchor": "82-standard-evidence-matrix", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-82-b001-tbl-iceqc-r-2006-07-4", "type": "TABLE", "title": "Table 4. 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Documentary intent, observed practice, learner experience and outcome each provide a different view. The evidence set should be sufficient to support the exact finding and proportionate response.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-83-b002", "type": "PARAGRAPH", "text": "Inspectors should record contrary evidence and explain why one source was preferred. Anonymous allegation alone may justify inquiry but ordinarily not a final adverse finding without corroboration, unless law provides otherwise for immediate protection.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-84", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "84", "title": "Frequency and risk", "anchor": "84-frequency-and-risk", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-84-b001", "type": "PARAGRAPH", "text": "Every provider requires baseline and periodic assurance. Additional attention may follow recent entry, rapid expansion, boarding, vulnerable learners, public funding, weak finance, complaints, material change or prior non-compliance.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-84-b002", "type": "PARAGRAPH", "text": "Risk-based oversight should be tested for bias. Providers serving remote or marginalised populations should not receive less protection because complaints and data are sparse.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-85", "partId": "part-iceqc-r-2006-07-iv", "parentId": null, "number": "85", "title": "Standard revision", "anchor": "85-standard-revision", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-85-b001", "type": "PARAGRAPH", "text": "Standards should be reviewed through evidence and consultation. 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A provider’s criteria may appear private while producing public consequences through segregation, exclusion or concentration of cost and support needs.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-87-b002", "type": "PARAGRAPH", "text": "Authorities should examine both the written rule and its distributional effect.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-88", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "88", "title": "Published criteria", "anchor": "88-published-criteria", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-88-b001", "type": "PARAGRAPH", "text": "Eligibility, priority, selection, documents, deadlines, tests, interviews and waiting-list rules should be published before application. Decisions should be recorded against those criteria.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-88-b002", "type": "PARAGRAPH", "text": "Unpublished discretion enables favouritism and makes review ineffective.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-89", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "89", "title": "Academic selection", "anchor": "89-academic-selection", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-89-b001", "type": "PARAGRAPH", "text": "Selection may be lawful at particular levels or institution types. Its educational rationale, instrument quality, accessibility and effect on disadvantaged learners require scrutiny.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-89-b002", "type": "PARAGRAPH", "text": "A test designed for one language or curriculum may measure prior opportunity rather than readiness. Coaching and fees can further distort access.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-90", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "90", "title": "Interviews and references", "anchor": "90-interviews-and-references", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-90-b001", "type": "PARAGRAPH", "text": "Interviews may clarify programme fit or support needs but should not become an undocumented means to select families by income, belief, disability or social status. Questions and decision records should relate to lawful criteria.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-90-b002", "type": "PARAGRAPH", "text": "A prior-school reference should not permit exclusion based on untested allegation or a fee dispute outside the learner’s control.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-91", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "91", "title": "Documentation barriers", "anchor": "91-documentation-barriers", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-91-b001", "type": "PARAGRAPH", "text": "Birth, residence, identity, prior records and immigration documents may be needed for lawful purposes. The authority should provide routes for children who lack them and should prevent administrative absence from becoming educational exclusion.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-91-b002", "type": "PARAGRAPH", "text": "Providers should know when provisional admission or referral is required and should protect sensitive information.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-92", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "92", "title": "Disability and support need", "anchor": "92-disability-and-support-need", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-92-b001", "type": "PARAGRAPH", "text": "An institution should not refuse admission merely because a learner requires support that the provider has not considered. The applicable legal framework determines adjustments and limits, but the decision should identify the actual requirement, available change and effect rather than rely on a diagnostic label.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-92-b002", "type": "PARAGRAPH", "text": "System planning should ensure that provider choice does not leave disabled learners with no accessible place.", "citationIds": [ "REF-12" ] } ] }, { "id": "sec-iceqc-r-2006-07-93", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "93", "title": "Language, belief and identity", "anchor": "93-language-belief-and-identity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-93-b001", "type": "PARAGRAPH", "text": "Institutions established for linguistic or religious purposes may have lawful characteristics. Participation should remain voluntary under the relevant framework, and standards and non-discrimination obligations continue to apply.", "citationIds": [ "REF-01" ] }, { "id": "sec-iceqc-r-2006-07-93-b002", "type": "PARAGRAPH", "text": "Public information should explain instruction, observance, exemptions and alternatives so that choice is informed.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-94", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "94", "title": "Capacity and waiting lists", "anchor": "94-capacity-and-waiting-lists", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-94-b001", "type": "PARAGRAPH", "text": "Where applicants exceed places, priority and tie-breaking should be transparent. Waiting lists require dated position, updates and protection against payment for undisclosed preference.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-94-b002", "type": "PARAGRAPH", "text": "The authority should assess whether subsidised providers give priority consistent with the public purpose of funding.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-95", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "95", "title": "Enrolment agreement", "anchor": "95-enrolment-agreement", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-95-b001", "type": "PARAGRAPH", "text": "The agreement should state the service, calendar, fees, compulsory extras, conduct expectations, assessment, withdrawal, refunds, records, complaints and material provider rights. It should use language accessible to families.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-95-b002", "type": "PARAGRAPH", "text": "A broad clause allowing unilateral change should not defeat specific public information or statutory protection.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-96", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "96", "title": "Total compulsory cost", "anchor": "96-total-compulsory-cost", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-96-b001", "type": "PARAGRAPH", "text": "Tuition alone does not describe affordability. Registration, examination, books, uniforms, meals, transport, activities, technology, building levies and deposits may be compulsory in practice.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-96-b002", "type": "PARAGRAPH", "text": "Providers should publish a total compulsory schedule and identify optional items. The authority should test whether an item described as optional is necessary to participate fully.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-97", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "97", "title": "Fee change", "anchor": "97-fee-change", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-97-b001", "type": "PARAGRAPH", "text": "Fee changes should follow a stated notice period and method. Families should know the amount before committing to the next period where feasible.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-97-b002", "type": "PARAGRAPH", "text": "An emergency financial problem may require adjustment, but it does not justify retrospective charge or withholding of essential records without legal basis.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-98", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "98", "title": "Deposits and advance payment", "anchor": "98-deposits-and-advance-payment", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-98-b001", "type": "PARAGRAPH", "text": "Deposits should have a defined purpose, refund event and deduction rule. Large advance payments expose families to closure risk. The authority may require separate custody, financial security or limits where national law permits.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-98-b002", "type": "PARAGRAPH", "text": "Receipts and account records should identify each payment and learner.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-99", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "99", "title": "Scholarships and concessions", "anchor": "99-scholarships-and-concessions", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-99-b001", "type": "PARAGRAPH", "text": "Scholarship eligibility, selection, duration, covered costs and renewal should be clear. A tuition concession may still leave compulsory charges that exclude a low-income learner.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-99-b002", "type": "PARAGRAPH", "text": "Publicly supported scholarships require data on applications, awards, continuation and outcomes by relevant equity groups. Selection should not be based on informal provider preference.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-100", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "100", "title": "Public subsidy and charging", "anchor": "100-public-subsidy-and-charging", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-100-b001", "type": "PARAGRAPH", "text": "Where a provider receives public funds to offer free or reduced-cost places, permissible charges should be fixed and monitored. Charging outside the agreement can defeat the public objective and impose duplicate payment on families.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-100-b002", "type": "PARAGRAPH", "text": "The funding body should provide a direct route for reporting unlawful charge and protect learners from retaliation.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-101", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "101", "title": "Late payment", "anchor": "101-late-payment", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-101-b001", "type": "PARAGRAPH", "text": "Procedures for arrears should protect dignity and educational continuity. Public humiliation, exclusion from ordinary teaching, withholding of meals or punitive treatment of the learner are not appropriate debt controls.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-101-b002", "type": "PARAGRAPH", "text": "The provider may pursue lawful payment remedies and discuss arrangements with responsible adults. The authority should distinguish legitimate financial enforcement from harmful educational exclusion.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-102", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "102", "title": "Withdrawal and removal", "anchor": "102-withdrawal-and-removal", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-102-b001", "type": "PARAGRAPH", "text": "Withdrawal terms should state notice, refund and record transfer. Provider-initiated removal requires lawful grounds, evidence, the learner’s interests, family communication and review.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-102-b002", "type": "PARAGRAPH", "text": "Removal should not be used to improve published results, avoid support or silence a complaint. In compulsory education, coordination with the responsible public authority is essential before a child is left without provision.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-103", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "103", "title": "Discipline and exclusion", "anchor": "103-discipline-and-exclusion", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-103-b001", "type": "PARAGRAPH", "text": "Discipline should be lawful, proportionate, educational and consistent with dignity. Serious or repeated sanctions require recorded reasons and a review route.", "citationIds": [ "REF-04", "REF-05" ] }, { "id": "sec-iceqc-r-2006-07-103-b002", "type": "PARAGRAPH", "text": "Temporary or permanent exclusion should trigger continuity responsibilities and should be reported in a way that permits system monitoring without exposing the learner.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-104", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "104", "title": "Participation after admission", "anchor": "104-participation-after-admission", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-104-b001", "type": "PARAGRAPH", "text": "Equal admission does not assure equal participation. Authorities should examine attendance, course placement, activities, assessment entry, progression, support and completion across learner groups.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-104-b002", "type": "PARAGRAPH", "text": "Informal steering into lower expectations or exclusion from assessed subjects may remain invisible in enrolment data.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-105", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "105", "title": "Segregation and composition", "anchor": "105-segregation-and-composition", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-105-b001", "type": "PARAGRAPH", "text": "System monitoring should examine whether provider patterns concentrate learners by income, sex, language, religion, disability, prior attainment or location. A pattern can arise from fees, selection, transport, housing and family preference together.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-105-b002", "type": "PARAGRAPH", "text": "The response should identify the mechanism. It may involve funding conditions, admissions reform, transport, public capacity or better information rather than a general prohibition of provider difference.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-106", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "106", "title": "Information to applicants", "anchor": "106-information-to-applicants", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-106-b001", "type": "PARAGRAPH", "text": "Before payment, applicants should receive the provider’s legal identity, authorised programme, current status, curriculum, language, staff basis, fees, results in context, award status, complaint route and closure arrangements.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-106-b002", "type": "PARAGRAPH", "text": "Marketing evidence should be retained for a reasonable period so that a disputed claim can be examined.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-107", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "107", "title": "Admissions and affordability audit", "anchor": "107-admissions-and-affordability-audit", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-107-b001-tbl-iceqc-r-2006-07-5", "type": "TABLE", "title": "Table 5. Admission, charge and participation audit", "columns": [ { "key": "c1-gate", "label": "Gate", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c2-evidence", "label": "Evidence", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c3-public-interest-question", "label": "Public-interest question", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c4-corrective-option", "label": "Corrective option", "dataType": "TEXT", "alignment": "LEFT" } ], "rows": [ [ "eligibility", "published rule and applicant record", "is the rule lawful and necessary", "revise criterion and reconsider affected cases" ], [ "selection", "instrument, scoring and reviewer record", "does selection measure the declared purpose fairly", "validate, adjust or cease the method" ], [ "documentation", "required documents and exception route", "are children excluded by administrative absence", "provisional route and public referral" ], [ "total cost", "tuition and all compulsory items", "can families identify and meet the real price", "consolidate disclosure and regulate supported charges" ], [ "concession", "criteria, awards and continuation", "does assistance reach the intended group", "revise allocation and monitor renewal" ], [ "participation", "attendance, placement, assessment and completion", "does admission lead to substantive access", "remove institutional barriers and provide support" ], [ "removal", "reason, evidence, communication and transfer", "is the learner protected from arbitrary loss of place", "reverse, review or secure alternative provision" ], [ "system effect", "composition and movement across providers", "does provider practice intensify unequal opportunity", "adjust planning, funding or admission rules" ] ], "notes": [], "sourceNote": "Source and methodological notes are stated immediately below the table in the authoritative Markdown text.", "citationIds": [], "csvPath": "tables/table-5-table-5-admission-charge-and-participation-audit.csv", "renderHints": { "responsive": true, "stickyHeader": true, "allowHorizontalScroll": true, "repeatHeaderOnPrint": true, "firstColumnAsRowHeader": true, "compactOnSmallScreens": false } } ] }, { "id": "sec-iceqc-r-2006-07-108", "partId": "part-iceqc-r-2006-07-v", "parentId": null, "number": "108", "title": "Equity conclusion", "anchor": "108-equity-conclusion", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-108-b001", "type": "PARAGRAPH", "text": "Choice is meaningful when families receive truthful information, rules are transparent, costs are visible and learners are not excluded from the substance of education. Public oversight should preserve legitimate institutional difference while preventing admission and charging practices from defeating equal educational opportunity.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-109", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "109", "title": "Public purpose before payment", "anchor": "109-public-purpose-before-payment", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-109-b001", "type": "PARAGRAPH", "text": "Every transfer of public resources should begin with a stated educational purpose. The purpose may be to expand places, reach an underserved group, provide a specialised programme, support parental choice or purchase a defined service.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-109-b002", "type": "PARAGRAPH", "text": "Payment without a clear purpose makes evaluation and accountability impossible.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-110", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "110", "title": "Forms of support", "anchor": "110-forms-of-support", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-110-b001", "type": "PARAGRAPH", "text": "Support may include operating grant, per-learner payment, scholarship, voucher, capital contribution, premises, teacher salary, tax concession, loan guarantee, contracted service or materials. Each creates a different flow of value and control.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-110-b002", "type": "PARAGRAPH", "text": "The public record should identify the form and responsible authority without disclosing protected learner information.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-111", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "111", "title": "Legal basis and appropriation", "anchor": "111-legal-basis-and-appropriation", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-111-b001", "type": "PARAGRAPH", "text": "Funding should have legal authority, a valid appropriation and an agreement or decision stating conditions. The authority should identify who may approve, vary, suspend and recover payment.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-111-b002", "type": "PARAGRAPH", "text": "An education authorisation does not itself create entitlement to public funds.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-112", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "112", "title": "Service specification", "anchor": "112-service-specification", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-112-b001", "type": "PARAGRAPH", "text": "The funding instrument should define eligible learners, programme, place, calendar, staffing, language, facilities, access conditions, permitted charges, reporting and continuity. Ambiguous outputs invite disagreement and make under-delivery difficult to establish.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-112-b002", "type": "PARAGRAPH", "text": "Specifications should preserve necessary professional judgement and should not reduce education to easily counted activities.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-113", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "113", "title": "Payment basis", "anchor": "113-payment-basis", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-113-b001", "type": "PARAGRAPH", "text": "Payment may follow enrolment, attendance, place availability, verified cost, milestone or mixed formula. Each basis changes incentives. Enrolment payment can encourage inflated counts; attendance payment may discourage admission of learners at risk of absence; outcome payment may encourage selection.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-113-b002", "type": "PARAGRAPH", "text": "The authority should assess incentive, verification burden and equity before choosing the formula.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-114", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "114", "title": "Baseline and additionality", "anchor": "114-baseline-and-additionality", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-114-b001", "type": "PARAGRAPH", "text": "Where funding is intended to add places or services, the authority should establish the provider’s prior activity and prevent replacement of existing private finance without public purpose. Additionality may concern number, location, target group or service quality.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-114-b002", "type": "PARAGRAPH", "text": "The requirement should not penalise an established community provider simply because it served learners before funding. The public objective should determine the baseline.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-115", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "115", "title": "Eligible learner", "anchor": "115-eligible-learner", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-115-b001", "type": "PARAGRAPH", "text": "Eligibility should be defined in a way that families and providers can apply consistently. Documentary requirements require exception and review routes where the programme seeks to reach marginalised learners.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-115-b002", "type": "PARAGRAPH", "text": "Provider verification should be checked independently. A provider should not both decide uncertain eligibility and receive payment without oversight.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-116", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "116", "title": "Permissible charges", "anchor": "116-permissible-charges", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-116-b001", "type": "PARAGRAPH", "text": "The agreement should state whether tuition, admission, materials, meals, transport or other charges may be imposed on publicly supported learners. A cap should specify period, indexation and notice.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-116-b002", "type": "PARAGRAPH", "text": "Voluntary contribution should not be a condition of admission, participation, assessment or record release.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-117", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "117", "title": "Financial controls", "anchor": "117-financial-controls", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-117-b001", "type": "PARAGRAPH", "text": "Providers should maintain separate identification of public funds, authorised expenditure, assets and liabilities. Controls should include approval, payment evidence, reconciliation and conflict management proportionate to scale.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-117-b002", "type": "PARAGRAPH", "text": "Related-party procurement should be disclosed and demonstrate value and lawful process.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-118", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "118", "title": "Educational delivery evidence", "anchor": "118-educational-delivery-evidence", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-118-b001", "type": "PARAGRAPH", "text": "Financial acquittal shows how money was recorded; it does not establish that learners received the service. Delivery evidence includes eligible enrolment, attendance, timetable, staffing, materials, learner work and site verification.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-118-b002", "type": "PARAGRAPH", "text": "The funding authority should reconcile financial and educational evidence before final payment or renewal.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-119", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "119", "title": "Equity conditions", "anchor": "119-equity-conditions", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-119-b001", "type": "PARAGRAPH", "text": "Public support may require non-discriminatory admission, priority for underserved groups, support for disability, fee limits or geographic service. Conditions should be specific and measured through applications, admissions, participation and completion.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-119-b002", "type": "PARAGRAPH", "text": "A provider can meet an overall enrolment target while excluding the group for whom the funding was created.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-120", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "120", "title": "Performance information", "anchor": "120-performance-information", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-120-b001", "type": "PARAGRAPH", "text": "Performance measures should include service reach, continuity, learning and learner experience. Targets require baseline, definition, period and treatment of transfers and missing data.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-120-b002", "type": "PARAGRAPH", "text": "Results should not create incentive to remove lower-performing learners or narrow the curriculum. Context and cohort integrity are essential.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-121", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "121", "title": "Audit rights", "anchor": "121-audit-rights", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-121-b001", "type": "PARAGRAPH", "text": "The public authority should have rights to inspect relevant accounts, learner records, premises and delivery evidence, directly or through an authorised auditor. The agreement should establish retention and access.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-121-b002", "type": "PARAGRAPH", "text": "Audit rights should protect personal information and remain limited to the public purpose and legal mandate.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-122", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "122", "title": "Publication", "anchor": "122-publication", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-122-b001", "type": "PARAGRAPH", "text": "The authority should publish provider, purpose, amount or formula, period and principal delivery result where law permits. Families should know whether the service is publicly funded and which charges remain lawful.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-122-b002", "type": "PARAGRAPH", "text": "Publication strengthens accountability but should not expose individual scholarship recipients or confidential commercial information without justification.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-123", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "123", "title": "Overpayment and recovery", "anchor": "123-overpayment-and-recovery", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-123-b001", "type": "PARAGRAPH", "text": "The agreement should define overpayment, error, misrepresentation and recovery. Recovery should consider learner continuity and should not leave current learners without education through an unmanaged immediate withdrawal of funds.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-123-b002", "type": "PARAGRAPH", "text": "Fraud or deliberate misuse may require referral to the competent body in addition to educational action.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-124", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "124", "title": "Suspension", "anchor": "124-suspension", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-124-b001", "type": "PARAGRAPH", "text": "Payment may be suspended where conditions fail, but the decision should distinguish disputed evidence, correctable reporting and serious misuse. Essential learner service and staff obligations require a transition plan.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-124-b002", "type": "PARAGRAPH", "text": "Emergency funding control should not become an unexamined school closure.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-125", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "125", "title": "Renewal and exit", "anchor": "125-renewal-and-exit", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-125-b001", "type": "PARAGRAPH", "text": "Renewal should consider need, delivery, equity, cost, quality, compliance and alternatives. Funding should not continue solely because it continued before.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-125-b002", "type": "PARAGRAPH", "text": "Exit should provide notice, learner transition, records, asset treatment and final reconciliation. A time-limited programme should communicate that status from the outset.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-126", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "126", "title": "Public asset", "anchor": "126-public-asset", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-126-b001", "type": "PARAGRAPH", "text": "Where public funds build or substantially improve premises and equipment, the agreement should state ownership, permitted use, maintenance and disposition on closure or change of control.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-126-b002", "type": "PARAGRAPH", "text": "Without these terms, public value can be transferred privately while the service disappears.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-127", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "127", "title": "Contract-management capacity", "anchor": "127-contract-management-capacity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-127-b001", "type": "PARAGRAPH", "text": "Contracting provision requires capacity to specify, verify, pay, correct and exit. A ministry that cannot monitor a service does not remove the problem by transferring delivery.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-127-b002", "type": "PARAGRAPH", "text": "Administrative cost should be considered in appraisal. Complex performance contracts may consume resources without improving classroom evidence.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-128", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "128", "title": "Funding control table", "anchor": "128-funding-control-table", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-128-b001-tbl-iceqc-r-2006-07-6", "type": "TABLE", "title": "Table 6. Public-funding control cycle", "columns": [ { "key": "c1-stage", "label": "Stage", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c2-required-decision", "label": "Required decision", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c3-evidence", "label": "Evidence", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c4-learner-protection", "label": "Learner protection", "dataType": "TEXT", "alignment": "LEFT" } ], "rows": [ [ "purpose", "educational problem and intended population", "needs and system analysis", "public duty remains stated" ], [ "selection", "provider eligibility and comparative basis", "identity, capability, cost and conflicts", "fair access and transparent decision" ], [ "agreement", "service, charge, payment and remedy", "signed terms and baseline", "families know entitlement" ], [ "delivery", "reach and educational activity", "enrolment, attendance, staff and observation", "under-service identified early" ], [ "payment", "amount due under verified basis", "calculation, invoice and reconciliation", "incentives do not encourage exclusion" ], [ "performance", "access, quality, continuity and outcome", "defined indicators and qualitative evidence", "lower-performing learners remain represented" ], [ "correction", "breach, cause and required action", "finding and response", "service maintained where safe" ], [ "closure or exit", "final finance, assets and records", "reconciliation and custody plan", "transfer and communication completed" ] ], "notes": [], "sourceNote": "Source and methodological notes are stated immediately below the table in the authoritative Markdown text.", "citationIds": [], "csvPath": "tables/table-6-table-6-public-funding-control-cycle.csv", "renderHints": { "responsive": true, "stickyHeader": true, "allowHorizontalScroll": true, "repeatHeaderOnPrint": true, "firstColumnAsRowHeader": true, "compactOnSmallScreens": false } } ] }, { "id": "sec-iceqc-r-2006-07-129", "partId": "part-iceqc-r-2006-07-vi", "parentId": null, "number": "129", "title": "Stewardship conclusion", "anchor": "129-stewardship-conclusion", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-129-b001", "type": "PARAGRAPH", "text": "Public finance can extend opportunity through non-public provision only when the public purpose remains visible from allocation to outcome. Stewardship requires lawful payment, verified service, equitable reach, transparent conditions and a planned response when the arrangement fails.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-130", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "130", "title": "Workforce as a public concern", "anchor": "130-workforce-as-a-public-concern", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-130-b001", "type": "PARAGRAPH", "text": "Teachers may be employed by a non-public body, but their competence, conduct, continuity and working conditions directly affect learners. Public governance should establish essential requirements and obtain reliable workforce information without assuming the role of employer.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-130-b002", "type": "PARAGRAPH", "text": "The 1966 Recommendation provides an international frame for preparation, recruitment, employment, professional responsibility and working conditions across public and private schools.", "citationIds": [ "REF-11" ] } ] }, { "id": "sec-iceqc-r-2006-07-131", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "131", "title": "Clear employer identity", "anchor": "131-clear-employer-identity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-131-b001", "type": "PARAGRAPH", "text": "Every staff member should know the employing body, place of work, role, remuneration and applicable conditions. Franchise, management and secondment arrangements can obscure responsibility.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-131-b002", "type": "PARAGRAPH", "text": "The authorised provider remains responsible for ensuring that the institution is staffed lawfully even where payroll or recruitment is delegated.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-132", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "132", "title": "Role specification", "anchor": "132-role-specification", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-132-b001", "type": "PARAGRAPH", "text": "Teaching, leadership, counselling, safeguarding, laboratory, workshop, boarding and support roles require distinct duties and competence. Titles should not be used to avoid requirements that follow the actual work.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-132-b002", "type": "PARAGRAPH", "text": "The staff plan should show reporting relationships and cover for absence or vacancy.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-133", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "133", "title": "Suitability", "anchor": "133-suitability", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-133-b001", "type": "PARAGRAPH", "text": "Providers should verify identity, employment history, references and any lawful criminal or protection checks appropriate to the role. Suitability decisions require confidential handling, recorded reasons and fair treatment.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-133-b002", "type": "PARAGRAPH", "text": "A certificate obtained once does not replace continuing responsibility to respond to conduct or competence concerns.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-134", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "134", "title": "Qualification", "anchor": "134-qualification", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-134-b001", "type": "PARAGRAPH", "text": "Qualification requirements should reflect level, subject and programme. The authority may recognise national teaching credentials, equivalent preparation, vocational expertise and supervised alternative entry through transparent rules.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-134-b002", "type": "PARAGRAPH", "text": "Where an exception is permitted, the provider should state the competence evidenced, support to be supplied and date for review. Persistent reliance on exceptions can reveal workforce or business-model weakness.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-135", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "135", "title": "Foreign-prepared teachers", "anchor": "135-foreign-prepared-teachers", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-135-b001", "type": "PARAGRAPH", "text": "Foreign qualifications require verification and a method for determining comparability to the assigned role. Language competence, local curriculum, learner protection and lawful employment also matter.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-135-b002", "type": "PARAGRAPH", "text": "Nationality should not be treated as a proxy for teaching quality. Marketing claims that elevate foreign status without evidence should be corrected.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-136", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "136", "title": "Vocational and practitioner teachers", "anchor": "136-vocational-and-practitioner-teachers", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-136-b001", "type": "PARAGRAPH", "text": "Technical and vocational programmes may require current occupational expertise. Practitioner teachers should also understand instructional planning, assessment, safety and learner needs.", "citationIds": [ "REF-14" ] }, { "id": "sec-iceqc-r-2006-07-136-b002", "type": "PARAGRAPH", "text": "A team model can combine occupational and pedagogical competence, provided responsibilities and supervision are clear.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-137", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "137", "title": "Teacher induction", "anchor": "137-teacher-induction", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-137-b001", "type": "PARAGRAPH", "text": "Induction should cover the institution’s curriculum, learners, language, assessment, safeguarding, records, complaints and professional expectations. Staff arriving after the school year begins require an equivalent route.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-137-b002", "type": "PARAGRAPH", "text": "Signature on a policy is not evidence that the teacher can apply it.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-138", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "138", "title": "Continuing development", "anchor": "138-continuing-development", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-138-b001", "type": "PARAGRAPH", "text": "Professional development should follow learner needs, curriculum change, observed teaching and teacher appraisal. It may use peer work, subject networks, courses, mentoring and supervised practice.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-138-b002", "type": "PARAGRAPH", "text": "The authority should examine participation and effect rather than hours or expenditure alone.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-139", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "139", "title": "Workload", "anchor": "139-workload", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-139-b001", "type": "PARAGRAPH", "text": "Teaching hours, preparation, assessment, supervision and additional duties determine whether staff can perform the role. Excessive workload can reduce feedback, planning and safety.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-139-b002", "type": "PARAGRAPH", "text": "Staff shared across branches or providers require a consolidated view. A timetable that places the same person in two sites is evidence of unreliable provision.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-140", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "140", "title": "Employment continuity", "anchor": "140-employment-continuity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-140-b001", "type": "PARAGRAPH", "text": "High turnover interrupts relationships and curriculum. Monitoring should distinguish planned mobility from loss caused by delayed pay, weak management, unsafe conditions or unstable finance.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-140-b002", "type": "PARAGRAPH", "text": "The response should address cause. A numerical turnover threshold alone may misjudge a new or seasonal programme.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-141", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "141", "title": "Remuneration", "anchor": "141-remuneration", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-141-b001", "type": "PARAGRAPH", "text": "Timely and lawful remuneration supports stability and professional status. Persistent arrears can signal financial distress before an institution closes.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-141-b002", "type": "PARAGRAPH", "text": "Education and labour authorities should coordinate within their mandates. The education authority’s concern is both legal compliance and the effect on teaching continuity.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-142", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "142", "title": "Professional autonomy", "anchor": "142-professional-autonomy", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-142-b001", "type": "PARAGRAPH", "text": "Teachers require room to exercise professional judgement within curriculum, law and institutional responsibility. Ownership should not compel alteration of results, concealment of harm or teaching inconsistent with public educational aims.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-142-b002", "type": "PARAGRAPH", "text": "Staff should have a protected route to report serious concern outside the management line.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-143", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "143", "title": "Freedom of association", "anchor": "143-freedom-of-association", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-143-b001", "type": "PARAGRAPH", "text": "Applicable labour and association rights should extend across provider forms. Staff representation can contribute evidence about workload, safety, finance and educational practice.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-143-b002", "type": "PARAGRAPH", "text": "The authority should not treat organised staff criticism as proof of institutional disloyalty.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-144", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "144", "title": "Appraisal", "anchor": "144-appraisal", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-144-b001", "type": "PARAGRAPH", "text": "Appraisal should use role expectations, observed practice, learner work, contribution and development. Learner results require context and should not be attributed mechanically to one teacher.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-144-b002", "type": "PARAGRAPH", "text": "The process should distinguish support, capability and misconduct. Each requires a different evidentiary and procedural route.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-145", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "145", "title": "Leadership appointment", "anchor": "145-leadership-appointment", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-145-b001", "type": "PARAGRAPH", "text": "The governing body should verify that the head can lead teaching, manage people, protect learners, maintain records and account for resources. Family or ownership connection is not disqualifying by itself, but competence and conflicts require scrutiny.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-145-b002", "type": "PARAGRAPH", "text": "The authority should know who acts when the head is absent.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-146", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "146", "title": "Academic governance", "anchor": "146-academic-governance", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-146-b001", "type": "PARAGRAPH", "text": "Colleges and higher-education institutions require structures for curriculum, assessment, award, academic integrity and staff participation. Institutional autonomy carries responsibility for transparent academic decisions.", "citationIds": [ "REF-13" ] }, { "id": "sec-iceqc-r-2006-07-146-b002", "type": "PARAGRAPH", "text": "Commercial or owner decisions should not override the integrity of admission, assessment or award.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-147", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "147", "title": "Workforce information", "anchor": "147-workforce-information", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-147-b001", "type": "PARAGRAPH", "text": "Annual staff returns should record role, workload, qualification basis, employment status and site. Personal information should be protected and collected only for lawful purpose.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-147-b002", "type": "PARAGRAPH", "text": "Counts should distinguish headcount and full-time equivalent. The authority should test duplicates and implausible allocations.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-148", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "148", "title": "Staff file", "anchor": "148-staff-file", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-148-b001", "type": "PARAGRAPH", "text": "The provider should retain identity, appointment, qualifications, checks, role, timetable, appraisal, development and relevant conduct records under lawful retention rules. Access should be limited.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-148-b002", "type": "PARAGRAPH", "text": "Missing evidence after appointment is a control failure even if no current concern is known.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-149", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "149", "title": "Misconduct and protection", "anchor": "149-misconduct-and-protection", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-149-b001", "type": "PARAGRAPH", "text": "Allegations require immediate protective assessment, preservation of evidence, fair procedure and referral where law requires. The interests and safety of learners remain primary; the rights of the staff member also require a reasoned process.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-149-b002", "type": "PARAGRAPH", "text": "Resignation should not be used to end inquiry where a protection risk may transfer to another institution.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-150", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "150", "title": "Workforce supply", "anchor": "150-workforce-supply", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-150-b001", "type": "PARAGRAPH", "text": "Provider expansion can increase total teaching opportunity or redistribute a fixed workforce. Authorities should monitor subjects, regions, turnover and wage pressure across sectors.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-150-b002", "type": "PARAGRAPH", "text": "Policy may need teacher preparation, rural support, recognition reform or conditions on publicly financed recruitment rather than restrictions based solely on provider identity.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-151", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "151", "title": "Organisational learning", "anchor": "151-organisational-learning", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-151-b001", "type": "PARAGRAPH", "text": "An institution should convert appraisal, complaints, incidents, results and inspection findings into improvement. This requires assigned responsibility, resources, milestones and governance review.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-151-b002", "type": "PARAGRAPH", "text": "Repeated recurrence of the same problem indicates failure of organisational learning even where each incident was individually closed.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-152", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "152", "title": "Workforce assurance table", "anchor": "152-workforce-assurance-table", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-152-b001-tbl-iceqc-r-2006-07-7", "type": "TABLE", "title": "Table 7. Workforce and leadership assurance", "columns": [ { "key": "c1-assurance-area", "label": "Assurance area", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c2-provider-control", "label": "Provider control", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c3-authority-evidence", "label": "Authority evidence", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c4-principal-risk", "label": "Principal risk", "dataType": "TEXT", "alignment": "LEFT" } ], "rows": [ [ "employer and role", "appointment and duty statement", "legal and staff record", "responsibility obscured by operator structure" ], [ "suitability", "identity, reference and lawful checks", "sampled verification and incident history", "unsafe appointment or transferred risk" ], [ "competence", "qualification or alternative evidence", "comparability and assignment review", "credential unrelated to teaching role" ], [ "induction and development", "programme, mentoring and participation", "staff and practice evidence", "policy acknowledgement without capability" ], [ "workload", "timetable and consolidated duties", "duplicate and contact-time analysis", "nominal staff unavailable in practice" ], [ "remuneration and continuity", "payroll, vacancies and turnover response", "staff evidence and financial indicators", "disruption preceding closure" ], [ "leadership", "appointment, delegation and appraisal", "governance records and institution evidence", "proprietor interest overrides educational duty" ], [ "professional integrity", "assessment and reporting safeguards", "result audit and protected disclosure", "pressure to alter or conceal evidence" ] ], "notes": [], "sourceNote": "Source and methodological notes are stated immediately below the table in the authoritative Markdown text.", "citationIds": [], "csvPath": "tables/table-7-table-7-workforce-and-leadership-assurance.csv", "renderHints": { "responsive": true, "stickyHeader": true, "allowHorizontalScroll": true, "repeatHeaderOnPrint": true, "firstColumnAsRowHeader": true, "compactOnSmallScreens": false } } ] }, { "id": "sec-iceqc-r-2006-07-153", "partId": "part-iceqc-r-2006-07-vii", "parentId": null, "number": "153", "title": "Capability conclusion", "anchor": "153-capability-conclusion", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-153-b001", "type": "PARAGRAPH", "text": "Public workforce governance should secure competence, safety, continuity and professional responsibility while respecting the employment role of non-public providers. The standard concerns what staff can and do provide for learners, not a preferred organisational identity.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-154", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "154", "title": "Information as protection", "anchor": "154-information-as-protection", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-154-b001", "type": "PARAGRAPH", "text": "Families often commit money, time and a child’s educational pathway before direct experience of an institution. Accurate information is therefore a condition of meaningful choice and a preventive form of learner protection.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-154-b002", "type": "PARAGRAPH", "text": "The authority should define information that every provider must disclose and claims that require prior public authority.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-155", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "155", "title": "Legal identity in communications", "anchor": "155-legal-identity-in-communications", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-155-b001", "type": "PARAGRAPH", "text": "The provider’s legal name and the operating institution should be identifiable on applications, agreements, receipts and principal public materials. A trading name may be used but should not conceal who holds responsibility.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-155-b002", "type": "PARAGRAPH", "text": "Branches should identify their own authorised site and status.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-156", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "156", "title": "Authorisation claim", "anchor": "156-authorisation-claim", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-156-b001", "type": "PARAGRAPH", "text": "A provider should state the exact permission held and the activity it covers. Words such as “registered”, “licensed”, “approved” and “recognised” have different legal meanings across systems and should not be used interchangeably.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-156-b002", "type": "PARAGRAPH", "text": "Official emblems or document images should not be displayed in a manner that implies a quality judgement beyond the decision.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-157", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "157", "title": "Programme and award", "anchor": "157-programme-and-award", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-157-b001", "type": "PARAGRAPH", "text": "Information should distinguish an institution’s own programme, a national programme, an externally examined programme and an award recognised for further study or employment. The authority should be able to verify each claim.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-157-b002", "type": "PARAGRAPH", "text": "An application in progress should be identified as pending and should not be used to recruit learners on the assumption of approval.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-158", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "158", "title": "Curriculum claim", "anchor": "158-curriculum-claim", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-158-b001", "type": "PARAGRAPH", "text": "The curriculum description should identify content, language, schedule, assessment and progression. Labels such as “international”, “accelerated” or “advanced” require substantive explanation.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-158-b002", "type": "PARAGRAPH", "text": "Comparison with another system should be evidence-based and should not imply guaranteed transfer where receiving institutions retain discretion.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-159", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "159", "title": "Staff claim", "anchor": "159-staff-claim", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-159-b001", "type": "PARAGRAPH", "text": "Claims that all teachers are qualified, native speakers, specialists or internationally trained should match the current workforce and a declared definition. A selected profile should not be presented as typical.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-159-b002", "type": "PARAGRAPH", "text": "Staff changes require correction of material claims within a reasonable period.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-160", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "160", "title": "Facilities claim", "anchor": "160-facilities-claim", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-160-b001", "type": "PARAGRAPH", "text": "Images and descriptions should show facilities available to enrolled learners at the authorised site. Proposed buildings, shared resources and occasional access should be labelled accurately.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-160-b002", "type": "PARAGRAPH", "text": "Capacity claims should consider timetable and competing use, not the mere existence of a room or item.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-161", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "161", "title": "Result claim", "anchor": "161-result-claim", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-161-b001", "type": "PARAGRAPH", "text": "Published results should identify cohort, examination, year, denominator, exclusions and whether the provider selected candidates. Percentages based on very small cohorts require counts and caution.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-161-b002", "type": "PARAGRAPH", "text": "Improvement over time should use comparable groups and should not attribute causation without suitable evidence.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-162", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "162", "title": "Progression and destination", "anchor": "162-progression-and-destination", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-162-b001", "type": "PARAGRAPH", "text": "Claims about university entry, employment or further study should distinguish applications, offers, enrolment and verified destinations. Named destination institutions should be used only with accurate evidence and lawful consent where individuals are identifiable.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-162-b002", "type": "PARAGRAPH", "text": "Past placement does not guarantee a future outcome.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-163", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "163", "title": "Fee information", "anchor": "163-fee-information", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-163-b001", "type": "PARAGRAPH", "text": "The main fee statement should include all compulsory charges and the period covered. Discounts should state eligibility, duration and the undiscounted future obligation.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-163-b002", "type": "PARAGRAPH", "text": "The enrolment agreement should not materially contradict the public offer.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-164", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "164", "title": "Comparative claims", "anchor": "164-comparative-claims", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-164-b001", "type": "PARAGRAPH", "text": "Statements such as “best”, “leading” or “highest” require a defined population, measure, period and independent evidence. Where these conditions are absent, the claim should not be used.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-164-b002", "type": "PARAGRAPH", "text": "Testimonials and awards do not replace verified education information.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-165", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "165", "title": "Partnerships", "anchor": "165-partnerships", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-165-b001", "type": "PARAGRAPH", "text": "A provider should state whether another body supplies curriculum, management, facilities, assessment, award or only informal cooperation. Permission to use a logo is not evidence of public recognition or academic responsibility.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-165-b002", "type": "PARAGRAPH", "text": "The authority should be able to require the agreement supporting a material partnership claim.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-166", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "166", "title": "Agents and recruiters", "anchor": "166-agents-and-recruiters", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-166-b001", "type": "PARAGRAPH", "text": "Providers remain responsible for information supplied by authorised recruiters. Contracts should require accurate statements, receipt control, record transfer and complaint cooperation.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-166-b002", "type": "PARAGRAPH", "text": "Commission incentives can encourage unsuitable enrolment or concealment of cost. Monitoring should include applicant evidence, not only provider material.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-167", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "167", "title": "Language accessibility", "anchor": "167-language-accessibility", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-167-b001", "type": "PARAGRAPH", "text": "Essential information should be available in languages and forms that intended families can understand. Technical legal terms require plain explanation without changing their meaning.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-167-b002", "type": "PARAGRAPH", "text": "Where oral recruitment is common, the provider should use a controlled information statement and retain evidence of material promises.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-168", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "168", "title": "Learner data return", "anchor": "168-learner-data-return", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-168-b001", "type": "PARAGRAPH", "text": "Providers should submit standardised enrolment, attendance, progression, completion and other lawful data needed for planning and oversight. Definitions, reference dates and correction routes should be common.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-168-b002", "type": "PARAGRAPH", "text": "Data burden should be proportionate and should avoid collecting information that will not be used or protected.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-169", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "169", "title": "Finance data return", "anchor": "169-finance-data-return", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-169-b001", "type": "PARAGRAPH", "text": "Required financial information may include revenue sources, fees, public funds, major expenditure, liabilities and continuity indicators. The scope depends on legal mandate and risk.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-169-b002", "type": "PARAGRAPH", "text": "Financial information supplied for oversight should be reconciled with audited or tax records where lawful rather than treated as self-validating.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-170", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "170", "title": "Data validation", "anchor": "170-data-validation", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-170-b001", "type": "PARAGRAPH", "text": "Validation checks internal consistency, change over time, duplicate learners, implausible staff ratios, attendance and fee patterns. Selected records should be traced to source evidence.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-170-b002", "type": "PARAGRAPH", "text": "An anomaly is a reason for inquiry. It is not a finding of misconduct until examined.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-171", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "171", "title": "Privacy", "anchor": "171-privacy", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-171-b001", "type": "PARAGRAPH", "text": "Learner and staff information should be collected for defined purposes, secured, retained appropriately and shared only under lawful authority. Public reporting should avoid small cells and combinations that identify protected persons.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-171-b002", "type": "PARAGRAPH", "text": "The desire for transparency does not justify exposure of disability, poverty, migration, discipline or complaint status.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-172", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "172", "title": "Public register content", "anchor": "172-public-register-content", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-172-b001", "type": "PARAGRAPH", "text": "The public register should show legal identity, institution, site, authorised scope, status, date, conditions suitable for publication, complaint contact and any closure record. Funding and fee information may be added under national law.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-172-b002", "type": "PARAGRAPH", "text": "The register should explain that authorisation establishes legal permission, not a comparative ranking or guarantee.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-173", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "173", "title": "Correction of information", "anchor": "173-correction-of-information", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-173-b001", "type": "PARAGRAPH", "text": "The provider should correct a material false or outdated claim promptly and notify affected applicants where reliance is likely. The authority should have power to order correction and preserve evidence.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-173-b002", "type": "PARAGRAPH", "text": "Correction should reach the same channels and prominence as the original claim.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-174", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "174", "title": "Public warning", "anchor": "174-public-warning", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-174-b001", "type": "PARAGRAPH", "text": "Where a provider operates without required permission, falsely claims award authority or presents an immediate risk, the authority may need a public warning. The warning should identify the verified fact, affected activity and protective action.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-174-b002", "type": "PARAGRAPH", "text": "It should avoid prejudging unresolved allegations beyond what is necessary for protection.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-175", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "175", "title": "Information contract", "anchor": "175-information-contract", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-175-b001-tbl-iceqc-r-2006-07-8", "type": "TABLE", "title": "Table 8. Provider public-information contract", "columns": [ { "key": "c1-information-item", "label": "Information item", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c2-required-meaning", "label": "Required meaning", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c3-verification-source", "label": "Verification source", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c4-prohibited-implication", "label": "Prohibited implication", "dataType": "TEXT", "alignment": "LEFT" } ], "rows": [ [ "identity", "responsible legal provider and operating site", "legal and education registers", "brand treated as accountable body" ], [ "status", "exact authorised activity and period", "public decision", "permission treated as quality ranking" ], [ "programme", "curriculum, language, mode and progression", "approved scope and current plan", "label treated as recognition" ], [ "award", "awarding authority and recognition condition", "competent authority or valid agreement", "application treated as approval" ], [ "staff", "current basis of competence and assignment", "staff return and files", "nationality treated as qualification" ], [ "facilities", "resources actually available at the site", "visit and timetable", "proposed or shared facility treated as permanent" ], [ "results", "cohort, denominator, period and selection", "assessment and learner records", "selected pass rate treated as universal outcome" ], [ "fees", "all compulsory costs and refund terms", "schedule, agreement and receipts", "optional label hiding necessary charge" ], [ "partnership", "exact role and duration of each party", "operative agreement", "logo treated as endorsement" ] ], "notes": [], "sourceNote": "Source and methodological notes are stated immediately below the table in the authoritative Markdown text.", "citationIds": [], "csvPath": "tables/table-8-table-8-provider-public-information-contract.csv", "renderHints": { "responsive": true, "stickyHeader": true, "allowHorizontalScroll": true, "repeatHeaderOnPrint": true, "firstColumnAsRowHeader": true, "compactOnSmallScreens": false } } ] }, { "id": "sec-iceqc-r-2006-07-176", "partId": "part-iceqc-r-2006-07-viii", "parentId": null, "number": "176", "title": "Information conclusion", "anchor": "176-information-conclusion", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-176-b001", "type": "PARAGRAPH", "text": "Reliable information allows families to choose, authorities to plan and providers to be judged against what they promised. It should be current, specific, verifiable and corrected when wrong. Public transparency and personal privacy are complementary controls, not competing slogans.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-177", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "177", "title": "Continuing assurance", "anchor": "177-continuing-assurance", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-177-b001", "type": "PARAGRAPH", "text": "Authorisation establishes readiness at one point. Continuing assurance determines whether the provider remains within scope and meets standards during operation.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-177-b002", "type": "PARAGRAPH", "text": "The oversight programme should combine periodic coverage with risk-led attention and a route for urgent information.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-178", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "178", "title": "Monitoring plan", "anchor": "178-monitoring-plan", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-178-b001", "type": "PARAGRAPH", "text": "The authority should maintain an annual plan identifying the provider population, required returns, visits, thematic reviews, complaint work, follow-up and publication. Resources should be aligned to these responsibilities.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-178-b002", "type": "PARAGRAPH", "text": "An unpublished plan may guide internal work, but the general oversight method and provider duties should be public.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-179", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "179", "title": "Universal controls", "anchor": "179-universal-controls", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-179-b001", "type": "PARAGRAPH", "text": "Every provider should confirm identity, status, scope, enrolment, staff, fees and material change at defined intervals. Universal controls maintain the register and prevent low-risk classification from becoming absence of oversight.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-179-b002", "type": "PARAGRAPH", "text": "The return should be proportionate and use common definitions.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-180", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "180", "title": "Risk indicators", "anchor": "180-risk-indicators", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-180-b001", "type": "PARAGRAPH", "text": "Risk indicators may include recent opening, rapid growth, ownership change, financial weakness, staff turnover, low attendance, persistent poor learning, complaints, public-funding anomaly, misleading claims, safeguarding concerns and prior breach.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-180-b002", "type": "PARAGRAPH", "text": "Indicators should trigger review, not predetermined guilt. Their predictive value and distribution across provider types should be examined.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-181", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "181", "title": "Risk of invisibility", "anchor": "181-risk-of-invisibility", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-181-b001", "type": "PARAGRAPH", "text": "Small rural, community or minority providers may produce little administrative data and few formal complaints. A model relying on volume of information can classify them as low risk despite weak visibility.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-181-b002", "type": "PARAGRAPH", "text": "Periodic direct coverage and community intelligence are needed to counter this bias.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-182", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "182", "title": "Inspection authority", "anchor": "182-inspection-authority", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-182-b001", "type": "PARAGRAPH", "text": "Inspectors should have lawful powers to enter relevant premises, observe, request records, interview and obtain copies, subject to notice and urgent-entry rules. Powers should be used for defined education purposes and with respect for privacy.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-182-b002", "type": "PARAGRAPH", "text": "The provider should know the inspectors’ authority and the expected cooperation.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-183", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "183", "title": "Inspection method", "anchor": "183-inspection-method", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-183-b001", "type": "PARAGRAPH", "text": "The method should specify standards, evidence sources, sampling, judgement, quality assurance, factual correction and reporting. Inspectors should distinguish observed fact, reported evidence and professional judgement.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-183-b002", "type": "PARAGRAPH", "text": "A visit schedule should allow ordinary practice to be seen. Surprise may be justified for particular risk, but routine intimidation is not a quality method.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-184", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "184", "title": "Learner evidence", "anchor": "184-learner-evidence", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-184-b001", "type": "PARAGRAPH", "text": "Learners can provide evidence about teaching, safety, discipline, cost and complaints. Participation should be voluntary, age-appropriate and confidential, with safeguarding response where disclosure indicates harm.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-184-b002", "type": "PARAGRAPH", "text": "One account may establish an individual concern; broader conclusions require sufficient corroboration.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-185", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "185", "title": "Family evidence", "anchor": "185-family-evidence", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-185-b001", "type": "PARAGRAPH", "text": "Families can identify undisclosed fees, misleading recruitment, admission barriers and record problems. Engagement should include families who left or were refused, not only those selected by the provider.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-185-b002", "type": "PARAGRAPH", "text": "Translation and accessible routes may be required.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-186", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "186", "title": "Staff evidence", "anchor": "186-staff-evidence", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-186-b001", "type": "PARAGRAPH", "text": "Private discussion with staff can reveal workload, payment, curriculum pressure, safety and governance weakness. Inspectors should protect sources under law while avoiding promises of absolute confidentiality they cannot keep.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-186-b002", "type": "PARAGRAPH", "text": "Staff disagreement alone should not be treated as institutional failure; the substance and corroboration matter.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-187", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "187", "title": "Record sampling", "anchor": "187-record-sampling", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-187-b001", "type": "PARAGRAPH", "text": "Sampling should connect provider totals to individual source records without unnecessary collection of personal data. Selection may target admissions, attendance, fees, assessment, staffing and complaints.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-187-b002", "type": "PARAGRAPH", "text": "The sample method and limitations should be recorded. Provider-selected “best files” are insufficient.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-188", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "188", "title": "Financial warning signs", "anchor": "188-financial-warning-signs", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-188-b001", "type": "PARAGRAPH", "text": "Late salaries, unpaid rent, abrupt fee demand, creditor action, falling enrolment, advance-fee dependence and related-party transfers may signal continuity risk. The authority should seek competent financial evidence before concluding insolvency.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-188-b002", "type": "PARAGRAPH", "text": "Protective planning may begin while the financial position is investigated.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-189", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "189", "title": "Complaint access", "anchor": "189-complaint-access", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-189-b001", "type": "PARAGRAPH", "text": "The public should know which concerns go first to the provider and which may go directly to an authority. Safeguarding, criminal, urgent safety and systemic matters should not be trapped in an internal process.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-189-b002", "type": "PARAGRAPH", "text": "Routes should accept oral or assisted complaint where writing is a barrier.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-190", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "190", "title": "Complaint triage", "anchor": "190-complaint-triage", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-190-b001", "type": "PARAGRAPH", "text": "Triage considers urgency, jurisdiction, affected learners, available evidence, recurrence and risk of retaliation. It assigns immediate protection, investigation, referral, local resolution or information.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-190-b002", "type": "PARAGRAPH", "text": "Triage is not final judgement. The complainant should receive acknowledgement and an explanation of the next step.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-191", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "191", "title": "Procedural fairness", "anchor": "191-procedural-fairness", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-191-b001", "type": "PARAGRAPH", "text": "The provider should ordinarily know the material concern and have opportunity to respond before an adverse finding. Evidence involving protected persons may require summary or controlled disclosure.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-191-b002", "type": "PARAGRAPH", "text": "Immediate restriction can precede full response where serious harm is reasonably indicated, subject to prompt review.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-192", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "192", "title": "Finding", "anchor": "192-finding", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-192-b001", "type": "PARAGRAPH", "text": "A finding should identify the standard, evidence, affected population, duration and consequence. It should distinguish isolated, systemic and unknown extent.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-192-b002", "type": "PARAGRAPH", "text": "Language should be no broader than the evidence. A deficient sampled record system may justify a system finding; one teacher’s error may not establish provider-wide intent.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-193", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "193", "title": "Severity", "anchor": "193-severity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-193-b001", "type": "PARAGRAPH", "text": "Severity reflects actual or potential harm, number affected, vulnerability, duration, recurrence, concealment and reversibility. High educational consequence can arise without physical danger, for example through false award claims or loss of permanent records.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-193-b002", "type": "PARAGRAPH", "text": "Severity and provider response jointly inform the next action.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-194", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "194", "title": "Improvement notice", "anchor": "194-improvement-notice", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-194-b001", "type": "PARAGRAPH", "text": "A notice should state the failed condition, required result, evidence, deadline, monitoring and consequence. It should allow the provider to select an effective method unless a particular protective step is necessary.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-194-b002", "type": "PARAGRAPH", "text": "The authority should verify completion and sustainability rather than accept a revised policy alone.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-195", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "195", "title": "Conditions and restriction", "anchor": "195-conditions-and-restriction", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-195-b001", "type": "PARAGRAPH", "text": "Conditions may limit enrolment, programme, site, boarding, fee collection or award claim while correction occurs. They should be lawful, necessary, time-bound and communicated to affected learners.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-195-b002", "type": "PARAGRAPH", "text": "A restriction should not create hidden displacement; continuity planning remains necessary.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-196", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "196", "title": "Financial remedy", "anchor": "196-financial-remedy", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-196-b001", "type": "PARAGRAPH", "text": "Where law permits, funding may be withheld, corrected or recovered. The educational response should consider whether immediate financial action worsens risk to current learners.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-196-b002", "type": "PARAGRAPH", "text": "Misuse, educational failure and financial distress should not be collapsed; each requires a distinct finding and remedy.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-197", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "197", "title": "Suspension", "anchor": "197-suspension", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-197-b001", "type": "PARAGRAPH", "text": "Suspension may be necessary where a defined activity cannot continue safely or lawfully. The decision should state scope, effective time, conditions for reconsideration and learner arrangements.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-197-b002", "type": "PARAGRAPH", "text": "Whole-institution suspension should not follow automatically from a problem confined to one programme if safe separation is possible.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-198", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "198", "title": "Revocation", "anchor": "198-revocation", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-198-b001", "type": "PARAGRAPH", "text": "Revocation is appropriate where core entry conditions never existed, serious harm persists, evidence was materially false, correction failed or the provider can no longer operate responsibly. The decision requires reasons and review under applicable law.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-198-b002", "type": "PARAGRAPH", "text": "Revocation ends permission; it does not by itself secure transfer, refunds or records.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-199", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "199", "title": "Emergency action", "anchor": "199-emergency-action", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-199-b001", "type": "PARAGRAPH", "text": "Immediate action may be required for danger, disappearance of responsible persons, unlawful premises, serious abuse or imminent financial collapse. The authority should have a contact and decision protocol outside routine cycles.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-199-b002", "type": "PARAGRAPH", "text": "Emergency power should be documented and reviewed after use.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-200", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "200", "title": "Closure protection", "anchor": "200-closure-protection", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-200-b001", "type": "PARAGRAPH", "text": "Closure planning identifies learners, current stage, alternative places, records, examinations, fees, staff communication, public funding and assets. A single accountable coordinator should work across relevant authorities.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-200-b002", "type": "PARAGRAPH", "text": "Families should receive verified information promptly. Rumour and provider silence increase harm.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-201", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "201", "title": "Record custody", "anchor": "201-record-custody", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-201-b001", "type": "PARAGRAPH", "text": "The authority should know where permanent records will be held and how former learners can obtain verification. Electronic and paper transfer should be checked for completeness and integrity.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-201-b002", "type": "PARAGRAPH", "text": "Records should not be abandoned with premises or retained solely by a former proprietor.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-202", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "202", "title": "Review and appeal", "anchor": "202-review-and-appeal", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-202-b001", "type": "PARAGRAPH", "text": "Providers require a route to challenge findings and sanctions. Learners and complainants may require review of remedy or failure to act, subject to law.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-202-b002", "type": "PARAGRAPH", "text": "The review body should have the record, reasons and authority needed to provide effective reconsideration.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-203", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "203", "title": "Publication of findings", "anchor": "203-publication-of-findings", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-203-b001", "type": "PARAGRAPH", "text": "Published information should be timely, accurate and proportionate. It may include status, material findings, restrictions, required action and closure arrangements.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-203-b002", "type": "PARAGRAPH", "text": "Protected complainants and learners should not be identifiable. Allegation should not be published as established fact.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-204", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "204", "title": "System learning", "anchor": "204-system-learning", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-204-b001", "type": "PARAGRAPH", "text": "The authority should aggregate complaints, findings, provider failures and successful corrections to identify unclear rules, recurrent risks and capacity needs. Publication can support providers and families without exposing protected cases.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-204-b002", "type": "PARAGRAPH", "text": "Oversight is incomplete if each case closes without improving the system.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-205", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "205", "title": "Enforcement matrix", "anchor": "205-enforcement-matrix", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-205-b001-tbl-iceqc-r-2006-07-9", "type": "TABLE", "title": "Table 9. Finding-to-response matrix", "columns": [ { "key": "c1-finding-condition", "label": "Finding condition", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c2-initial-response", "label": "Initial response", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c3-verification", "label": "Verification", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c4-escalation-basis", "label": "Escalation basis", "dataType": "TEXT", "alignment": "LEFT" } ], "rows": [ [ "isolated, low-consequence defect", "advice or required correction", "documentary or sampled check", "failure to correct or recurrence" ], [ "material but correctable weakness", "improvement notice and monitoring", "practice and outcome evidence", "delay, wider extent or weak response" ], [ "unreliable information or records", "correction, disclosure and targeted audit", "source-record reconciliation", "continued deception or lost integrity" ], [ "inequitable admission or charge", "cease practice, remedy cases and review cohort", "applicant, payment and participation evidence", "repeated or intentional exclusion" ], [ "financial instability", "viability evidence and continuity plan", "competent review and milestone", "imminent inability to operate" ], [ "serious safety or safeguarding risk", "immediate protection and referral", "authorised investigation", "continuing exposure or governance failure" ], [ "operation beyond scope", "restrict activity and notify learners", "status and enrolment verification", "refusal, false claim or material harm" ], [ "persistent core failure", "suspension or revocation with transition", "final decision record", "inability or unwillingness to meet minimum" ] ], "notes": [], "sourceNote": "Source and methodological notes are stated immediately below the table in the authoritative Markdown text.", "citationIds": [], "csvPath": "tables/table-9-table-9-finding-to-response-matrix.csv", "renderHints": { "responsive": true, "stickyHeader": true, "allowHorizontalScroll": true, "repeatHeaderOnPrint": true, "firstColumnAsRowHeader": true, "compactOnSmallScreens": false } } ] }, { "id": "sec-iceqc-r-2006-07-206", "partId": "part-iceqc-r-2006-07-ix", "parentId": null, "number": "206", "title": "Oversight conclusion", "anchor": "206-oversight-conclusion", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-206-b001", "type": "PARAGRAPH", "text": "Effective oversight maintains evidence between authorisation and closure. It uses complaints without depending on them, applies fair and proportionate procedures, verifies correction and places learner continuity at the centre of every serious response.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-207", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "207", "title": "Improvement and compliance", "anchor": "207-improvement-and-compliance", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-207-b001", "type": "PARAGRAPH", "text": "Compliance establishes whether a minimum condition is met. Improvement concerns a sustained increase in educational effectiveness, equity or reliability. The two are connected but not interchangeable.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-207-b002", "type": "PARAGRAPH", "text": "An authority should require immediate correction below the minimum and may also support providers to strengthen practice above it. Support should not defer essential protection or compromise the independence of later judgement.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-208", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "208", "title": "Diagnostic finding", "anchor": "208-diagnostic-finding", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-208-b001", "type": "PARAGRAPH", "text": "An improvement finding should identify the affected learner experience, evidence, likely contributing conditions and institutional capacity to respond. A label such as “weak leadership” is too broad unless linked to decisions and effects.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-208-b002", "type": "PARAGRAPH", "text": "Diagnosis should consider curriculum, teaching, attendance, assessment, language, support, staff conditions, governance and finance together where the evidence indicates interaction.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-209", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "209", "title": "Provider self-evaluation", "anchor": "209-provider-self-evaluation", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-209-b001", "type": "PARAGRAPH", "text": "Self-evaluation can bring local knowledge and continuous attention. It should use defined evidence, include staff and learner perspectives, test access and outcomes across groups and identify contrary results.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-209-b002", "type": "PARAGRAPH", "text": "A narrative prepared only for inspection, without records of internal review or action, has limited evidentiary value.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-210", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "210", "title": "Improvement priority", "anchor": "210-improvement-priority", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-210-b001", "type": "PARAGRAPH", "text": "The provider should select a small number of priorities based on severity, educational consequence and feasibility. Core safety, rights and curriculum failures take precedence over presentation or expansion.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-210-b002", "type": "PARAGRAPH", "text": "The plan should state who is affected and the condition expected to change, not merely list activities.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-211", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "211", "title": "Baseline", "anchor": "211-baseline", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-211-b001", "type": "PARAGRAPH", "text": "Each priority requires a baseline measured before substantial action. It may include attendance, observed teaching, learner work, staff continuity, complaint access or another direct indicator.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-211-b002", "type": "PARAGRAPH", "text": "A baseline should use the same population and definition intended for follow-up. Retrospective estimates should be labelled and should not be presented as measured fact.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-212", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "212", "title": "Action logic", "anchor": "212-action-logic", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-212-b001", "type": "PARAGRAPH", "text": "The plan should connect the diagnosed condition to action and expected result. Training is justified when staff knowledge or practice is the identified constraint; it is unlikely to resolve an excessive workload or missing materials by itself.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-212-b002", "type": "PARAGRAPH", "text": "Resources, authority and time should match the action.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-213", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "213", "title": "Milestones", "anchor": "213-milestones", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-213-b001", "type": "PARAGRAPH", "text": "Milestones show whether implementation is proceeding before the final educational result can be observed. They may concern staff appointment, timetable correction, material access, moderation, family communication or completion of support plans.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-213-b002", "type": "PARAGRAPH", "text": "Completion of a milestone is evidence of implementation, not automatically of educational effect.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-214", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "214", "title": "Outcome evidence", "anchor": "214-outcome-evidence", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-214-b001", "type": "PARAGRAPH", "text": "Outcome evidence should follow the original concern. For weak feedback, sampled learner work and learner understanding may be more direct than an institution-wide examination average. For access, enrolment should be followed by attendance and participation.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-214-b002", "type": "PARAGRAPH", "text": "Multiple sources reduce dependence on a single indicator.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-215", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "215", "title": "Equity test", "anchor": "215-equity-test", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-215-b001", "type": "PARAGRAPH", "text": "Improvement should be checked across relevant learner groups. A rising average can conceal widening exclusion or removal of learners likely to perform poorly.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-215-b002", "type": "PARAGRAPH", "text": "The provider should account for entrants, leavers, assessment participation and missing results when interpreting change.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-216", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "216", "title": "Learner and family participation", "anchor": "216-learner-and-family-participation", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-216-b001", "type": "PARAGRAPH", "text": "Learners and families should contribute to diagnosis and review where the issue affects their experience. Consultation should include those who withdrew, were excluded or face communication barriers.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-216-b002", "type": "PARAGRAPH", "text": "Participation does not transfer responsibility for professional or governance decisions to families.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-217", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "217", "title": "Teacher participation", "anchor": "217-teacher-participation", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-217-b001", "type": "PARAGRAPH", "text": "Teachers should be involved in designing changes to curriculum, assessment and classroom practice. Their participation strengthens feasibility and identifies workload and resource consequences.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-217-b002", "type": "PARAGRAPH", "text": "The governing body remains accountable for ensuring that agreed action occurs.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-218", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "218", "title": "External support", "anchor": "218-external-support", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-218-b001", "type": "PARAGRAPH", "text": "Authorities may provide guidance, training or referral to providers, particularly community or new institutions. Support should be available through transparent criteria and should build local capability.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-218-b002", "type": "PARAGRAPH", "text": "The officer who provides intensive advice should not be the sole person deciding whether the resulting condition passes, where separation is feasible.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-219", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "219", "title": "Peer work", "anchor": "219-peer-work", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-219-b001", "type": "PARAGRAPH", "text": "Provider networks can share teaching, governance and record practice. Peer observation may be useful but does not replace public oversight or independent evidence.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-219-b002", "type": "PARAGRAPH", "text": "Confidential learner and provider information should be protected within collaborative work.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-220", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "220", "title": "Resource appraisal", "anchor": "220-resource-appraisal", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-220-b001", "type": "PARAGRAPH", "text": "An improvement plan should state financial and staff resources. A provider already unable to meet salary or rent obligations may not be able to deliver an extensive plan without restructuring or support.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-220-b002", "type": "PARAGRAPH", "text": "The authority should distinguish unwillingness from incapacity and consider the effect on current learners in either case.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-221", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "221", "title": "Verification", "anchor": "221-verification", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-221-b001", "type": "PARAGRAPH", "text": "Verification examines completed action, changed practice and outcome. Provider declaration may confirm an activity; observation, records and learner evidence establish whether it operates.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-221-b002", "type": "PARAGRAPH", "text": "The finding should remain open until the required condition is both achieved and reasonably stable.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-222", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "222", "title": "Recurrence", "anchor": "222-recurrence", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-222-b001", "type": "PARAGRAPH", "text": "Recurring failure suggests that root cause, governance or control has not been corrected. Repetition may justify a stronger response even if each occurrence is individually moderate.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-222-b002", "type": "PARAGRAPH", "text": "The authority should review whether its earlier notice was clear and whether verification was sufficient.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-223", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "223", "title": "Innovation", "anchor": "223-innovation", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-223-b001", "type": "PARAGRAPH", "text": "Non-public providers may introduce schedule, curriculum, language or management practices suited to particular learners. Authorities should allow controlled innovation where essential protections and educational aims remain secure.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-223-b002", "type": "PARAGRAPH", "text": "Evidence should address who benefits, who may be excluded, cost, transferability and unintended effects. Novelty alone is not quality.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-224", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "224", "title": "Scaling", "anchor": "224-scaling", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-224-b001", "type": "PARAGRAPH", "text": "A successful practice at one institution may depend on leadership, staff, community trust or small scale. Expansion should test whether those conditions can be reproduced and whether the wider system has resources.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-224-b002", "type": "PARAGRAPH", "text": "Public support for scale should include an evaluation and a stop or revision rule.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-225", "partId": "part-iceqc-r-2006-07-x", "parentId": null, "number": "225", "title": "Quality-improvement record", "anchor": "225-quality-improvement-record", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-225-b001-tbl-iceqc-r-2006-07-10", "type": "TABLE", "title": "Table 10. 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Improvement is credible when diagnosis, action, resources, verification and learner effect form one evidence chain.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-227", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "227", "title": "Purpose of differentiation", "anchor": "227-purpose-of-differentiation", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-227-b001", "type": "PARAGRAPH", "text": "Non-public provision varies by age, level, purpose, community, finance and organisational form. Differentiated rules can make standards relevant and reduce unnecessary burden. They should not create lower protection for learners with less political or economic power.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-227-b002", "type": "PARAGRAPH", "text": "The common duties of truthful identity, safe practice, educational purpose, fair information, records and remedy remain.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-228", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "228", "title": "Community schools", "anchor": "228-community-schools", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-228-b001", "type": "PARAGRAPH", "text": "Community schools may arise where public provision is absent or does not reflect language and local circumstances. Governance should recognise community authority while ensuring that responsibility, funds, staff, premises and learner records are not left informal.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-228-b002", "type": "PARAGRAPH", "text": "Public technical and financial support may be justified where the school contributes to universal access. Support should strengthen rather than displace meaningful community participation.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-229", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "229", "title": "Faith-based schools", "anchor": "229-faith-based-schools", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-229-b001", "type": "PARAGRAPH", "text": "Faith-based schools can express protected belief and parental choice. Public rules should clarify curriculum minimum, voluntariness, treatment of other beliefs, admission, discipline and any public-funding conditions.", "citationIds": [ "REF-01", "REF-02" ] }, { "id": "sec-iceqc-r-2006-07-229-b002", "type": "PARAGRAPH", "text": "The authority should distinguish legitimate institutional ethos from conduct that discriminates unlawfully or conflicts with protected educational aims.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-230", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "230", "title": "Charitable provision", "anchor": "230-charitable-provision", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-230-b001", "type": "PARAGRAPH", "text": "Charitable providers may direct resources to learners underserved by public systems. Public-benefit claims should be supported by admissions, charges, expenditure and outcomes.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-230-b002", "type": "PARAGRAPH", "text": "Donor dependence creates continuity risk. The provider should plan for funding change and communicate time-limited commitments.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-231", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "231", "title": "Commercial schools", "anchor": "231-commercial-schools", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-231-b001", "type": "PARAGRAPH", "text": "Commercial provision requires clear separation of owner return, related transactions and resources necessary for education. Profit does not establish failure, but financial incentive can affect admission, staffing, marketing and closure.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-231-b002", "type": "PARAGRAPH", "text": "The authority should monitor the conduct and risk rather than infer quality from legal form alone.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-232", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "232", "title": "Low-fee provision", "anchor": "232-low-fee-provision", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-232-b001", "type": "PARAGRAPH", "text": "A low advertised tuition may coexist with compulsory extras, large classes, unprepared teachers or irregular operation. Affordability and quality should be examined together.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-232-b002", "type": "PARAGRAPH", "text": "Rules should not impose administrative cost unrelated to protection, but low fee should not justify unsafe or deceptive provision.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-233", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "233", "title": "Elite independent schools", "anchor": "233-elite-independent-schools", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-233-b001", "type": "PARAGRAPH", "text": "High fees and selective entry do not remove public duties. Authorities should examine standards, learner protection, award claims, teacher practice and the provider’s effect on segregation and workforce distribution.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-233-b002", "type": "PARAGRAPH", "text": "Reputation and facilities can coexist with weak accountability or harmful practice.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-234", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "234", "title": "Early childhood provision", "anchor": "234-early-childhood-provision", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-234-b001", "type": "PARAGRAPH", "text": "Young children require particular attention to supervision, staff-child interaction, safety, health, play, language and family communication. A business or care registration should be coordinated with educational responsibility where both apply.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-234-b002", "type": "PARAGRAPH", "text": "Assessment and marketing should not place inappropriate academic pressure on young children.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-235", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "235", "title": "Adult literacy provision", "anchor": "235-adult-literacy-provision", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-235-b001", "type": "PARAGRAPH", "text": "Adult literacy may be delivered by public bodies, communities, employers and civil-society organisations. 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Standards should connect curriculum, occupational practice, workshop safety, teaching competence, assessment and progression.", "citationIds": [ "REF-14" ] }, { "id": "sec-iceqc-r-2006-07-236-b002", "type": "PARAGRAPH", "text": "Work placement should have educational objectives, supervision and protection. Productive work should not replace instruction or expose learners to prohibited conditions.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-237", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "237", "title": "Employer training", "anchor": "237-employer-training", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-237-b001", "type": "PARAGRAPH", "text": "Employer provision may serve workers and national skills needs. The provider should disclose whether training leads to a public, industry or internal award and whether participation affects employment.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-237-b002", "type": "PARAGRAPH", "text": "Learners require access to records and fair assessment beyond the immediate interest of a supervisor.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-238", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "238", "title": "Higher education", "anchor": "238-higher-education", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-238-b001", "type": "PARAGRAPH", "text": "Non-public higher education requires academic governance, staff competence, programme approval, award authority, student information, finance and record continuity. Institutional autonomy and academic freedom operate with accountability and public responsibility.", "citationIds": [ "REF-13" ] }, { "id": "sec-iceqc-r-2006-07-238-b002", "type": "PARAGRAPH", "text": "The scale and long duration of programmes make financial and closure planning particularly important.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-239", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "239", "title": "Distance provision", "anchor": "239-distance-provision", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-239-b001", "type": "PARAGRAPH", "text": "Distance education should identify the responsible provider, learner location, materials, contact, assessment, support, technology or postal requirements and complaint route. Claims of broad access require evidence that intended learners can receive and use the service.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-239-b002", "type": "PARAGRAPH", "text": "The authority should determine jurisdiction and award status before enrolment across borders or regions.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-240", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "240", "title": "Boarding", "anchor": "240-boarding", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-240-b001", "type": "PARAGRAPH", "text": "Boarding extends provider responsibility beyond teaching to accommodation, supervision, health, food, privacy and contact with families. Entry and inspection should address these conditions directly.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-240-b002", "type": "PARAGRAPH", "text": "Closure or suspension planning must provide safe residence and transport, not only school transfer.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-241", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "241", "title": "Supplementary tutoring", "anchor": "241-supplementary-tutoring", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-241-b001", "type": "PARAGRAPH", "text": "Private tutoring may support learning but can create cost, teacher conflict and unequal access, particularly where teachers tutor their own pupils for payment. Governance should distinguish occasional family arrangements from organised providers and conflicts affecting public teaching.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-241-b002", "type": "PARAGRAPH", "text": "Any rule should be enforceable and proportionate. The education system should also examine why families consider tutoring necessary.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-242", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "242", "title": "Alternative and accelerated programmes", "anchor": "242-alternative-and-accelerated-programmes", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-242-b001", "type": "PARAGRAPH", "text": "Flexible or accelerated programmes can re-engage over-age learners and adults. Standards should state entry, pace, curriculum equivalence, assessment, progression and support.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-242-b002", "type": "PARAGRAPH", "text": "Shorter duration should follow a coherent design, not omission of essential learning.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-243", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "243", "title": "Minority-language provision", "anchor": "243-minority-language-provision", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-243-b001", "type": "PARAGRAPH", "text": "Minority-language institutions may protect cultural and linguistic rights and improve access. Public oversight should consider language quality, transition, curriculum, voluntary attendance and general educational standards.", "citationIds": [ "REF-01" ] }, { "id": "sec-iceqc-r-2006-07-243-b002", "type": "PARAGRAPH", "text": "Teacher supply and materials may require public support if equal standards are to be realistic.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-244", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "244", "title": "Provision in remote areas", "anchor": "244-provision-in-remote-areas", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-244-b001", "type": "PARAGRAPH", "text": "Remote providers may face small enrolment, multigrade teaching, staff shortage and transport constraints. Proportional rules and targeted assistance may be necessary.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-244-b002", "type": "PARAGRAPH", "text": "Remoteness does not justify invisibility. Periodic verification and reliable complaint routes remain essential.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-245", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "245", "title": "Emergency and displaced populations", "anchor": "245-emergency-and-displaced-populations", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-245-b001", "type": "PARAGRAPH", "text": "Community and non-public bodies may establish education rapidly during conflict or displacement. Authorities should coordinate registration, safety, curriculum, language, teacher support and learner records without delaying urgent access unnecessarily.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-245-b002", "type": "PARAGRAPH", "text": "Temporary status should include review and transition into stable provision.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-246", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "246", "title": "Provider networks", "anchor": "246-provider-networks", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-246-b001", "type": "PARAGRAPH", "text": "Networks can support curriculum, purchasing, staff development and quality improvement. The authority should identify whether the network has contractual control, advisory influence or only a shared identity.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-246-b002", "type": "PARAGRAPH", "text": "Network membership is not a substitute for institution-level responsibility and evidence.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-247", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "247", "title": "Differentiation matrix", "anchor": "247-differentiation-matrix", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-247-b001-tbl-iceqc-r-2006-07-11", "type": "TABLE", "title": "Table 11. Differentiated controls by educational consequence", "columns": [ { "key": "c1-provision-form", "label": "Provision form", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c2-distinctive-contribution", "label": "Distinctive contribution", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c3-additional-risk", "label": "Additional risk", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c4-required-differentiated-control", "label": "Required differentiated control", "dataType": "TEXT", "alignment": "LEFT" } ], "rows": [ [ "community school", "local access, language and participation", "informal responsibility and fragile finance", "supported legal identity, governance and continuity" ], [ "faith-based school", "protected ethos and parental choice", "voluntariness, exclusion or curriculum conflict", "transparent ethos, alternatives and common minimum" ], [ "commercial school", "added capacity and organisational investment", "fee, marketing and abrupt-exit incentive", "ownership, finance, claims and closure control" ], [ "adult literacy programme", "flexible second opportunity", "unstable programme, educator and result evidence", "learner-purpose, language, educator and assessment record" ], [ "vocational or employer provision", "occupational relevance and facilities", "production displacing education or unsafe placement", "learning agreement, supervision, safety and award clarity" ], [ "higher education", "programme diversity and institutional autonomy", "long commitment, award and financial exposure", "academic governance, programme and record assurance" ], [ "distance education", "reach across place and schedule", "jurisdiction, support and identity ambiguity", "provider locus, learner support and assessment integrity" ], [ "boarding school", "education and residence combined", "continuous welfare and emergency exposure", "residence-specific safeguarding and continuity" ], [ "remote or emergency provision", "access where regular supply is weak", "limited oversight and temporary conditions", "rapid registration, periodic verification and transition" ] ], "notes": [], "sourceNote": "Source and methodological notes are stated immediately below the table in the authoritative Markdown text.", "citationIds": [], "csvPath": "tables/table-11-table-11-differentiated-controls-by-educational-consequence.csv", "renderHints": { "responsive": true, "stickyHeader": true, "allowHorizontalScroll": true, "repeatHeaderOnPrint": true, "firstColumnAsRowHeader": true, "compactOnSmallScreens": false } } ] }, { "id": "sec-iceqc-r-2006-07-248", "partId": "part-iceqc-r-2006-07-xi", "parentId": null, "number": "248", "title": "Differentiation conclusion", "anchor": "248-differentiation-conclusion", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-248-b001", "type": "PARAGRAPH", "text": "The form of provision should shape evidence and oversight, but it should not determine the worth of the learner’s entitlement. Differentiated governance is legitimate when it preserves common protection and responds to the actual educational function and risk.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-249", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "249", "title": "One system, plural provision", "anchor": "249-one-system-plural-provision", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-249-b001", "type": "PARAGRAPH", "text": "National planning should account for all learners, teachers, institutions and public resources while preserving provider distinctions. Separate administrative lists are insufficient where admissions, fees, staff movement and capacity interact.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-249-b002", "type": "PARAGRAPH", "text": "The planning question is whether the combined system makes suitable education available and accessible, not whether one sector’s enrolment rises.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-250", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "250", "title": "Legislative coherence", "anchor": "250-legislative-coherence", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-250-b001", "type": "PARAGRAPH", "text": "Education, company, charity, labour, building, tax and child-protection law should identify their intersections. Contradictory definitions can leave a provider lawful under one statute and unable to meet another.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-250-b002", "type": "PARAGRAPH", "text": "Coherence does not require one agency to decide every matter. It requires clear competence, referral and effect.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-251", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "251", "title": "Responsible authority", "anchor": "251-responsible-authority", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-251-b001", "type": "PARAGRAPH", "text": "The body authorising education should have legal power, relevant expertise, stable resources and access to review. Its functions may be distributed by level or region, but providers and the public should know which decision governs each activity.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-251-b002", "type": "PARAGRAPH", "text": "Delegation to a local body requires standards, training, information and national oversight sufficient to maintain consistency.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-252", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "252", "title": "Separation of roles", "anchor": "252-separation-of-roles", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-252-b001", "type": "PARAGRAPH", "text": "The same ministry may operate public schools, finance non-public institutions and regulate them. 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Specialist support is needed for vocational, boarding, distance and higher education.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-253-b002", "type": "PARAGRAPH", "text": "Training should include bias and consistent judgement. Authority without competence can create arbitrary burden and miss serious risk.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-254", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "254", "title": "Decision consistency", "anchor": "254-decision-consistency", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-254-b001", "type": "PARAGRAPH", "text": "Comparable evidence should ordinarily lead to comparable findings. The authority should moderate decisions, analyse variation and publish explanatory guidance.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-254-b002", "type": "PARAGRAPH", "text": "Consistency does not mean identical action where severity, learners or provider response differ. Reasons should explain the distinction.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-255", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "255", "title": "Information independence", "anchor": "255-information-independence", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-255-b001", "type": "PARAGRAPH", "text": "Public registers and findings should be protected from provider, political and commercial pressure. Favourable and unfavourable information should follow the same publication rules.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-255-b002", "type": "PARAGRAPH", "text": "Correction procedures should allow error to be acknowledged without silently altering the record.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-256", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "256", "title": "Financing the authority", "anchor": "256-financing-the-authority", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-256-b001", "type": "PARAGRAPH", "text": "Oversight requires adequate and predictable resources. Provider fees may contribute under national law, but the funding model should not reward excessive processing, rapid expansion or avoidance of enforcement.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-256-b002", "type": "PARAGRAPH", "text": "Community and low-resource providers should not be excluded through charges unrelated to their regulatory cost or risk.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-257", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "257", "title": "National and local responsibility", "anchor": "257-national-and-local-responsibility", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-257-b001", "type": "PARAGRAPH", "text": "National authorities may set standards and maintain system information; local bodies may know premises, communities and learner need. Responsibilities for authorisation, inspection, funding, complaint and closure should be explicit.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-257-b002", "type": "PARAGRAPH", "text": "Information must move in both directions. Local knowledge without decision power and central power without local evidence each create failure.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-258", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "258", "title": "Planning capacity", "anchor": "258-planning-capacity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-258-b001", "type": "PARAGRAPH", "text": "Authorities should use population, location, programme, fee, enrolment and workforce information to identify shortages and concentrations. Plans should test what occurs if a major non-public provider closes or raises charges.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-258-b002", "type": "PARAGRAPH", "text": "Provider capacity should be counted according to actual accessibility and continuity, not licensed maximum alone.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-259", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "259", "title": "Consultation", "anchor": "259-consultation", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-259-b001", "type": "PARAGRAPH", "text": "Standards and significant policy change should involve learners, families, teachers, public and non-public providers, communities and relevant authorities. Consultation should disclose the problem and evidence and should report how views affected the decision.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-259-b002", "type": "PARAGRAPH", "text": "Consultation does not give a regulated group authority to determine its own minimum obligations.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-260", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "260", "title": "Transition", "anchor": "260-transition", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-260-b001", "type": "PARAGRAPH", "text": "New rules require an implementation date, guidance, provider review, authority capacity and learner protection. Existing institutions may need a defined period to correct non-critical conditions.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-260-b002", "type": "PARAGRAPH", "text": "No transition should permit continuation of immediate serious harm.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-261", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "261", "title": "Regulatory impact", "anchor": "261-regulatory-impact", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-261-b001", "type": "PARAGRAPH", "text": "The authority should assess whether a proposed rule improves protection, whether evidence can be obtained, how cost falls across provider types and whether unintended closure would reduce access.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-261-b002", "type": "PARAGRAPH", "text": "Impact assessment should also consider the cost of inaction, including exclusion, deception and lost learning.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-262", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "262", "title": "Regulatory capture", "anchor": "262-regulatory-capture", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-262-b001", "type": "PARAGRAPH", "text": "Large or influential providers may seek favourable rules, while public operators may resist equivalent scrutiny. Transparent criteria, conflicts controls, published decisions and review reduce capture risk.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-262-b002", "type": "PARAGRAPH", "text": "Provider expertise is useful in consultation but should not replace independent public judgement.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-263", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "263", "title": "Corruption risk", "anchor": "263-corruption-risk", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-263-b001", "type": "PARAGRAPH", "text": "Authorisation, inspection, procurement and subsidy can create opportunities for improper payment or favour. Controls include separation of duties, recorded evidence, rotation where appropriate, declaration of interests and protected reporting.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-263-b002", "type": "PARAGRAPH", "text": "The authority should examine unexplained differences in processing, findings and funding decisions.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-264", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "264", "title": "Community accountability", "anchor": "264-community-accountability", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-264-b001", "type": "PARAGRAPH", "text": "Local participation can make needs and conduct visible, but community governance may reproduce local power inequalities. Learners and minority voices require safe participation and external remedy.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-264-b002", "type": "PARAGRAPH", "text": "Public authority remains responsible when a local committee fails to protect rights.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-265", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "265", "title": "Independent scrutiny", "anchor": "265-independent-scrutiny", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-265-b001", "type": "PARAGRAPH", "text": "Courts, legislatures, audit bodies, ombuds institutions and human-rights bodies may review different aspects of provider governance. General measures for implementing children’s rights include legislation, administration, budgets, monitoring and independent institutions.", "citationIds": [ "REF-06" ] }, { "id": "sec-iceqc-r-2006-07-265-b002", "type": "PARAGRAPH", "text": "Education authorities should retain records and reasons capable of scrutiny.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-266", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "266", "title": "International comparison", "anchor": "266-international-comparison", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-266-b001", "type": "PARAGRAPH", "text": "Comparative analysis should distinguish provider definition, level, funding and registration coverage. A reported private-sector enrolment share can include very different institutions and does not measure regulation or quality.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-266-b002", "type": "PARAGRAPH", "text": "Policy transfer should examine legal setting, public capacity, household cost and provider composition before adopting another jurisdiction’s arrangement.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-267", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "267", "title": "System dashboard", "anchor": "267-system-dashboard", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-267-b001-tbl-iceqc-r-2006-07-12", "type": "TABLE", "title": "Table 12. System-level governance account", "columns": [ { "key": "c1-domain", "label": "Domain", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c2-system-measure", "label": "System measure", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c3-required-disaggregation", "label": "Required disaggregation", "dataType": "TEXT", "alignment": "LEFT" }, { "key": "c4-public-decision-supported", "label": "Public decision supported", "dataType": "TEXT", "alignment": "LEFT" } ], "rows": [ [ "capacity", "operating places and utilisation", "level, location, provider and fee band", "where provision is genuinely available" ], [ "access", "applications, admissions and attendance", "relevant learner circumstance and provider form", "whether choice and entry are equitable" ], [ "workforce", "teachers, workload, vacancy and movement", "subject, region and provider", "preparation and deployment policy" ], [ "finance", "public support, fees and provider viability", "support form, institution and learner group", "stewardship and continuity" ], [ "quality", "minimum findings, learning and completion", "level, provider and population", "common and differentiated improvement" ], [ "complaints", "concern, route, time and remedy", "issue and provider form without identity exposure", "accessibility and recurring risk" ], [ "enforcement", "notices, restrictions, correction and closure", "standard, severity and decision time", "consistency and proportionality" ], [ "continuity", "transfers, record custody and lost instruction", "cause and affected cohort", "preparedness for provider failure" ] ], "notes": [], "sourceNote": "Source and methodological notes are stated immediately below the table in the authoritative Markdown text.", "citationIds": [], "csvPath": "tables/table-12-table-12-system-level-governance-account.csv", "renderHints": { "responsive": true, "stickyHeader": true, "allowHorizontalScroll": true, "repeatHeaderOnPrint": true, "firstColumnAsRowHeader": true, "compactOnSmallScreens": false } } ] }, { "id": "sec-iceqc-r-2006-07-268", "partId": "part-iceqc-r-2006-07-xii", "parentId": null, "number": "268", "title": "Capacity conclusion", "anchor": "268-capacity-conclusion", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-268-b001", "type": "PARAGRAPH", "text": "Plural provision increases the need for capable public governance; it does not reduce it. The authority must be able to see the sector, apply lawful standards, verify evidence, protect impartiality and act when an institution or the combined system fails learners.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-269", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "269", "title": "Use of the cases", "anchor": "269-use-of-the-cases", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-269-b001", "type": "PARAGRAPH", "text": "The following constructed cases test the framework. They do not describe a named country, provider or observed institution. Figures and circumstances are illustrative and carry no comparative judgement.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-270", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "270", "title": "Case A — A community school is the only local provision", "anchor": "270-case-a-a-community-school-is-the-only-local-provision", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-270-b001", "type": "PARAGRAPH", "text": "A remote community operates a small primary school without completed registration. The nearest public school requires unsafe travel, teachers are locally appointed and records are incomplete.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-270-b002", "type": "PARAGRAPH", "text": "Immediate closure would remove access; non-action would leave responsibility undefined. The authority should conduct rapid safety and identity checks, issue a bounded transition status, support records and teacher development, and determine a stable public or authorised arrangement.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-270-b003", "type": "PARAGRAPH", "text": "The standard is not lowered. The route and timetable are adapted to protect learners while unmet public provision is addressed.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-271", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "271", "title": "Case B — A subsidised school adds compulsory charges", "anchor": "271-case-b-a-subsidised-school-adds-compulsory-charges", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-271-b001", "type": "PARAGRAPH", "text": "A provider receives a per-learner payment for tuition-free places but requires a building levy, books and an activity charge before attendance. Together the charges equal one quarter of typical local monthly household expenditure.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-271-b002", "type": "PARAGRAPH", "text": "The authority should compare each charge with the agreement, identify affected learners, stop unlawful conditions and provide refund or other remedy under national law. Delivery and funding should be reviewed together.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-271-b003", "type": "PARAGRAPH", "text": "Continued enrolment does not prove affordability; families may have no practical alternative.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-272", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "272", "title": "Case C — High results follow selective removal", "anchor": "272-case-c-high-results-follow-selective-removal", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-272-b001", "type": "PARAGRAPH", "text": "A school reports a 96 per cent examination pass rate. Twelve learners enrolled at the beginning of the final year were not entered for the examination, and six were advised to leave after an internal test.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-272-b002", "type": "PARAGRAPH", "text": "The published rate requires the candidate denominator and full cohort pathway. The authority should review removal grounds, transfer destinations, admission promises and result claims.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-272-b003", "type": "PARAGRAPH", "text": "Strong candidate results do not resolve possible exclusion or establish outcomes for the entering cohort.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-273", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "273", "title": "Case D — Ownership changes without notice", "anchor": "273-case-d-ownership-changes-without-notice", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-273-b001", "type": "PARAGRAPH", "text": "A profitable school is sold to a company controlled through another jurisdiction. The name, staff and programme remain, but the new owner increases debt and proposes a second site.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-273-b002", "type": "PARAGRAPH", "text": "The authority should treat control as a material change, identify responsible interests, reassess finance and governance and prevent use of the original permission for the new site without approval.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-273-b003", "type": "PARAGRAPH", "text": "Continuity for current learners should be protected while the review occurs.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-274", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "274", "title": "Case E — A faith-based school limits participation", "anchor": "274-case-e-a-faith-based-school-limits-participation", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-274-b001", "type": "PARAGRAPH", "text": "Families choose a school for its language and ethos. Learners outside the sponsoring faith are admitted but must participate in all observance and are excluded from a leadership activity.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-274-b002", "type": "PARAGRAPH", "text": "The authority should examine the disclosed ethos, voluntariness, national law, protected convictions, non-discrimination and available alternatives. The decision requires more than a general statement about institutional character.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-274-b003", "type": "PARAGRAPH", "text": "Any correction should be specific to the protected right and educational purpose.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-275", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "275", "title": "Case F — A vocational programme uses learners as labour", "anchor": "275-case-f-a-vocational-programme-uses-learners-as-labour", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-275-b001", "type": "PARAGRAPH", "text": "A non-public vocational centre places learners in an affiliated workshop. Production targets occupy most scheduled hours, supervision is weak and assessment records are signed by the workshop owner.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-275-b002", "type": "PARAGRAPH", "text": "The authority should verify learning objectives, hours, safety, supervision, conflicts and assessment. Productive practice may be educational, but it cannot displace instruction or independent judgement.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-275-b003", "type": "PARAGRAPH", "text": "Restriction of the placement may be necessary while classroom learning and safe alternatives continue.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-276", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "276", "title": "Case G — A branch uses another site’s approval", "anchor": "276-case-g-a-branch-uses-another-site-s-approval", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-276-b001", "type": "PARAGRAPH", "text": "A provider opens a branch in rented premises and displays the authorisation issued to its original school. Families are told that approval applies to the brand.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-276-b002", "type": "PARAGRAPH", "text": "The authority should correct the claim, determine whether the branch can operate and protect enrolled learners. Site, staff, capacity and responsible management require separate evidence under the applicable framework.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-276-b003", "type": "PARAGRAPH", "text": "Private brand control is not public permission.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-277", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "277", "title": "Case H — Salary arrears precede closure", "anchor": "277-case-h-salary-arrears-precede-closure", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-277-b001", "type": "PARAGRAPH", "text": "Teachers report two months of unpaid salary. The provider continues to collect the next term’s fees in advance and denies financial difficulty.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-277-b002", "type": "PARAGRAPH", "text": "The authority should seek competent viability evidence, protect confidential sources, limit additional advance exposure where authorised and require a continuity plan. It should not publish insolvency as fact before evidence supports it.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-277-b003", "type": "PARAGRAPH", "text": "Early intervention may preserve education or permit an orderly transfer.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-278", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "278", "title": "Case I — A scholarship reaches few intended learners", "anchor": "278-case-i-a-scholarship-reaches-few-intended-learners", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-278-b001", "type": "PARAGRAPH", "text": "A public scholarship is intended for low-income rural learners, but the provider selects recipients from admitted applicants and requires transport and boarding charges outside the award. Most recipients are urban.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-278-b002", "type": "PARAGRAPH", "text": "The funding body should review eligibility, recruitment, total cost and provider discretion. It may need direct application, rural outreach and full-cost design.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-278-b003", "type": "PARAGRAPH", "text": "The number of awarded places does not establish equitable reach.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-279", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "279", "title": "Case J — Complaints are absent at a boarding school", "anchor": "279-case-j-complaints-are-absent-at-a-boarding-school", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-279-b001", "type": "PARAGRAPH", "text": "A boarding school reports no complaints for three years. Learners can complain only through the staff member responsible for discipline, and family contact is limited.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-279-b002", "type": "PARAGRAPH", "text": "The absence is not assurance. The authority should establish confidential learner access, independent contact, safeguarding review and external reporting.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-279-b003", "type": "PARAGRAPH", "text": "Complaint volume must be interpreted with route accessibility and risk of retaliation.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-280", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "280", "title": "Case K — A college promises pending award recognition", "anchor": "280-case-k-a-college-promises-pending-award-recognition", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-280-b001", "type": "PARAGRAPH", "text": "A college recruits a first cohort while its programme application is under consideration. Its prospectus states that graduates “will receive a nationally recognised award”.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-280-b002", "type": "PARAGRAPH", "text": "The claim should be corrected immediately, applicants notified and payments protected. The authority should determine whether enrolment may continue under an accurately described institutional programme.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-280-b003", "type": "PARAGRAPH", "text": "A prospective decision cannot be represented as current fact.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-281", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "281", "title": "Case L — Inspection finds a copied policy", "anchor": "281-case-l-inspection-finds-a-copied-policy", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-281-b001", "type": "PARAGRAPH", "text": "An institution supplies comprehensive safeguarding and assessment policies. Staff cannot identify responsibilities, incident records are absent and learner work is marked inconsistently.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-281-b002", "type": "PARAGRAPH", "text": "The finding concerns implementation, not the appearance of documents. Corrective action should establish local roles, training, reporting, moderation and verification through practice.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-281-b003", "type": "PARAGRAPH", "text": "A new version of the policy alone would not close the finding.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-282", "partId": "part-iceqc-r-2006-07-xiii", "parentId": null, "number": "282", "title": "Cross-case judgement", "anchor": "282-cross-case-judgement", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-282-b001", "type": "PARAGRAPH", "text": "The cases show why public action must connect legal status, educational evidence and learner consequence. They also show why abrupt closure, administrative tolerance and reliance on provider reputation are each insufficient as general responses.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-282-b002", "type": "PARAGRAPH", "text": "The proper response is proportionate but not passive: protect the learner, establish the fact, identify responsibility, correct the condition and preserve continuity.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-283", "partId": "part-iceqc-r-2006-07-xiv", "parentId": null, "number": "283", "title": "First priority — retain public responsibility", "anchor": "283-first-priority-retain-public-responsibility", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-283-b001", "type": "PARAGRAPH", "text": "Public authorities should state that provider plurality does not transfer responsibility for rights, system sufficiency, standards, information and remedy. This principle should be visible in legislation, funding and planning.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-284", "partId": "part-iceqc-r-2006-07-xiv", "parentId": null, "number": "284", "title": "Second priority — know every provider", "anchor": "284-second-priority-know-every-provider", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-284-b001", "type": "PARAGRAPH", "text": "A current provider and institution register should identify legal body, control, site, scope, status, funding and record custody. Public users should be able to understand exactly what has been authorised.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-285", "partId": "part-iceqc-r-2006-07-xiv", "parentId": null, "number": "285", "title": "Third priority — control entry and change", "anchor": "285-third-priority-control-entry-and-change", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-285-b001", "type": "PARAGRAPH", "text": "Learners should not be recruited before identity, purpose, finance, premises, staff, curriculum, safeguarding, records and continuity have been tested. Ownership, site and programme change require proportionate reassessment.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-286", "partId": "part-iceqc-r-2006-07-xiv", "parentId": null, "number": "286", "title": "Fourth priority — publish minimum standards", "anchor": "286-fourth-priority-publish-minimum-standards", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-286-b001", "type": "PARAGRAPH", "text": "Standards should protect educational aims, access, teaching, safety, records and truthful information. They should be lawful, observable, differentiated by function and applied through fair procedures.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-287", "partId": "part-iceqc-r-2006-07-xiv", "parentId": null, "number": "287", "title": "Fifth priority — make cost and selection visible", "anchor": "287-fifth-priority-make-cost-and-selection-visible", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-287-b001", "type": "PARAGRAPH", "text": "Authorities should monitor total compulsory cost, admissions, concessions, removal and participation. Public funding should carry explicit access and charging conditions.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-288", "partId": "part-iceqc-r-2006-07-xiv", "parentId": null, "number": "288", "title": "Sixth priority — verify claims and data", "anchor": "288-sixth-priority-verify-claims-and-data", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-288-b001", "type": "PARAGRAPH", "text": "Provider declarations should be reconciled with records, observation and learner evidence. Public registers, results and award statements should distinguish permission from demonstrated quality and future intention from current status.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-289", "partId": "part-iceqc-r-2006-07-xiv", "parentId": null, "number": "289", "title": "Seventh priority — build corrective capacity", "anchor": "289-seventh-priority-build-corrective-capacity", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-289-b001", "type": "PARAGRAPH", "text": "Oversight should diagnose, require time-bound correction, verify change and escalate according to harm and response. Serious action should include transfer, records, communication and finance rather than end at revocation.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-290", "partId": "part-iceqc-r-2006-07-xiv", "parentId": null, "number": "290", "title": "Eighth priority — monitor the combined system", "anchor": "290-eighth-priority-monitor-the-combined-system", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-290-b001", "type": "PARAGRAPH", "text": "Authorities should assess capacity, access, workforce, finance, quality and segregation across public and non-public provision. Institution-level compliance does not establish system-level equity.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-291", "partId": "part-iceqc-r-2006-07-xiv", "parentId": null, "number": "291", "title": "Limits", "anchor": "291-limits", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-291-b001", "type": "PARAGRAPH", "text": "This report does not determine the appropriate public-private balance for a country or assess a named provider. It does not replace national constitutional, treaty, administrative, labour, finance or child-protection law.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-291-b002", "type": "PARAGRAPH", "text": "Its evidence and policy position are fixed at 19 September 2006. Later developments are outside scope.", "citationIds": [] } ] }, { "id": "sec-iceqc-r-2006-07-292", "partId": "part-iceqc-r-2006-07-xiv", "parentId": null, "number": "292", "title": "Final finding", "anchor": "292-final-finding", "level": 1, "blocks": [ { "id": "sec-iceqc-r-2006-07-292-b001", "type": "PARAGRAPH", "text": "Non-public provision serves the public interest when learner rights, educational aims and institutional responsibilities remain visible and enforceable. Legitimate autonomy is strengthened, not diminished, by rules that distinguish public permission, provider responsibility and verified educational quality.", "citationIds": [] }, { "id": "sec-iceqc-r-2006-07-292-b002", "type": "PARAGRAPH", "text": "The decisive public task is to ensure that no learner loses access, dignity, learning, records or remedy because responsibility was dispersed between an owner, institution, funder and authority. A plural education system requires an equally coherent public account of who must act and how that action will be verified.", "citationIds": [] } ] } ], "technicalAppendices": [], "notes": [], "references": [ { "id": "REF-01", "authoringBody": "UNESCO General Conference", "title": "Convention against Discrimination in Education", "year": 1960, "publicationDate": "1960-12-14", "sourceType": "UNESCO_CONVENTION", "url": "https://www.unesco.org/en/legal-affairs/convention-against-discrimination-education", "evidenceRole": "The international framework for non-discrimination, parental choice, private educational institutions and education standards laid down or approved by competent authorities." }, { "id": "REF-02", "authoringBody": "United Nations General Assembly", "title": "International Covenant on Economic, Social and Cultural Rights", "year": 1966, "publicationDate": "1966-12-16", "documentSymbol": "A/RES/2200A(XXI)", "sourceType": "UNITED_NATIONS_TREATY", "url": "https://www.ohchr.org/en/instruments-mechanisms/instruments/international-covenant-economic-social-and-cultural-rights", "evidenceRole": "The legal basis for the right to education, parental liberty and the liberty to establish educational institutions subject to educational objectives and minimum standards." }, { "id": "REF-03", "authoringBody": "United Nations Committee on Economic, Social and Cultural Rights", "title": "General Comment No. 13: The Right to Education", "year": 1999, "publicationDate": "1999-12-08", "documentSymbol": "E/C.12/1999/10", "sourceType": "UNITED_NATIONS_GENERAL_COMMENT", "url": "https://docstore.ohchr.org/SelfServices/FilesHandler.ashx?enc=4slQ6QSmlBEDzFEovLCuW1AVC1NkPsgUedPlF1vfPMJb2C7KRvOaewo5P54LEjsHEpeN01Dr2U7Zw%2BK5%2F3WZKUclog1%2BBe3TC8O6zK4NNSgWPJ0yZhtq61OlL", "evidenceRole": "The authoritative interpretation of availability, accessibility, acceptability and adaptability, State duties, private educational liberty and transparent monitoring of minimum standards." }, { "id": "REF-04", "authoringBody": "United Nations General Assembly", "title": "Convention on the Rights of the Child", "year": 1989, "publicationDate": "1989-11-20", "documentSymbol": "A/RES/44/25", "sourceType": "UNITED_NATIONS_TREATY", "url": "https://www.ohchr.org/en/instruments-mechanisms/instruments/convention-rights-child", "evidenceRole": "The legal principles of non-discrimination, best interests, protection, participation and the aims and provision of education." }, { "id": "REF-05", "authoringBody": "United Nations Committee on the Rights of the Child", "title": "General Comment No. 1: The Aims of Education", "year": 2001, "publicationDate": "2001-04-17", "documentSymbol": "CRC/GC/2001/1", "sourceType": "UNITED_NATIONS_GENERAL_COMMENT", "url": "https://docstore.ohchr.org/SelfServices/FilesHandler.ashx?enc=6QkG1d%2FPPRiCAqhKb7yhsgnXZ0ChBsrwmcy8%2F%2BFNoDEBiNgnnKQ9n4lqiaorVPkjHM%2BEhXml0DXU82FZxW0XBg%3D%3D", "evidenceRole": "The child-centred qualitative meaning of education and the application of its aims across educational processes." }, { "id": "REF-06", "authoringBody": "United Nations Committee on the Rights of the Child", "title": "General Comment No. 5: General Measures of Implementation of the Convention on the Rights of the Child", "year": 2003, "publicationDate": "2003-10-03", "documentSymbol": "CRC/GC/2003/5", "sourceType": "UNITED_NATIONS_GENERAL_COMMENT", "url": "https://tbinternet.ohchr.org/_layouts/15/treatybodyexternal/TBSearch.aspx?SymbolNo=CRC%2FGC%2F2003%2F5", "evidenceRole": "The framework for legislative, administrative, budgetary, monitoring and independent-review measures through which States implement children's rights." }, { "id": "REF-07", "authoringBody": "World Education Forum", "title": "The Dakar Framework for Action: Education for All — Meeting Our Collective Commitments", "year": 2000, "publicationDate": "2000-04-28", "sourceType": "INTERGOVERNMENTAL_FRAMEWORK_FOR_ACTION", "url": "https://unesdoc.unesco.org/ark:/48223/pf0000121147", "evidenceRole": "The collective commitment to free and compulsory quality primary education, inclusive systems, accountable governance, participation and partnership under public leadership." }, { "id": "REF-08", "authoringBody": "Education for All Global Monitoring Report Team", "title": "Education for All Global Monitoring Report 2005: The Quality Imperative", "year": 2004, "sourceType": "GLOBAL_MONITORING_REPORT", "url": "https://unesdoc.unesco.org/ark:/48223/pf0000137333", "evidenceRole": "The contemporary global evidence on education quality, learning conditions, teachers, school organisation and policy choices affecting quality for all learners." }, { "id": "REF-09", "authoringBody": "Education for All Global Monitoring Report Team", "title": "Education for All Global Monitoring Report 2006: Literacy for Life", "year": 2005, "sourceType": "GLOBAL_MONITORING_REPORT", "url": "https://unesdoc.unesco.org/ark:/48223/pf0000141639", "evidenceRole": "The contemporary account of participation, literacy, public responsibility and the need for clear frameworks coordinating public, private and civil-society provision." }, { "id": "REF-10", "authoringBody": "World Bank", "title": "World Development Report 2004: Making Services Work for Poor People", "year": 2003, "publicationDate": "2003-10-07", "sourceType": "GLOBAL_DEVELOPMENT_REPORT", "url": "https://openknowledge.worldbank.org/handle/10986/5986", "evidenceRole": "The accountability framework linking citizens, public authorities, organisational arrangements and frontline providers in education service delivery." }, { "id": "REF-11", "authoringBody": "ILO and UNESCO Special Intergovernmental Conference on the Status of Teachers", "title": "Recommendation concerning the Status of Teachers", "year": 1966, "publicationDate": "1966-10-05", "sourceType": "JOINT_INTERGOVERNMENTAL_RECOMMENDATION", "url": "https://www.unesco.org/en/legal-affairs/recommendation-concerning-status-teachers", "evidenceRole": "The international reference for preparation, recruitment, employment, professional responsibility and working conditions of teachers in public and private schools." }, { "id": "REF-12", "authoringBody": "UNESCO", "title": "Guidelines for Inclusion: Ensuring Access to Education for All", "year": 2005, "sourceType": "UNESCO_POLICY_GUIDELINES", "url": "https://unesdoc.unesco.org/ark:/48223/pf0000140224", "evidenceRole": "The contemporary system and school framework for identifying and removing barriers to access, participation and learning across public and private provision." }, { "id": "REF-13", "authoringBody": "UNESCO World Conference on Higher Education", "title": "World Declaration on Higher Education for the Twenty-first Century: Vision and Action", "year": 1998, "publicationDate": "1998-10-09", "sourceType": "INTERGOVERNMENTAL_DECLARATION", "url": "https://unesdoc.unesco.org/ark:/48223/pf0000141952", "evidenceRole": "The international policy basis for higher-education relevance, quality, autonomy, accountability, access and public-service responsibility." }, { "id": "REF-14", "authoringBody": "UNESCO General Conference", "title": "Revised Recommendation concerning Technical and Vocational Education", "year": 2001, "sourceType": "UNESCO_RECOMMENDATION", "url": "https://unesdoc.unesco.org/ark:/48223/pf0000124687", "evidenceRole": "The policy framework for public authority, stakeholder participation and execution of technical and vocational education through public and State-recognised private provision." } ], "readerNodes": [ { "id": "part-iceqc-r-2006-07-i", "nodeType": "PART", "parentId": null, "number": "I", "title": "The public settlement", "anchor": "part-i-the-public-settlement", "sortOrder": 1 }, { "id": "sec-iceqc-r-2006-07-1", "nodeType": "SECTION", "parentId": "part-iceqc-r-2006-07-i", "number": "1", "title": "The 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