{"schema_version":"ICEQC_NEWS_ARTICLE_V1","id":"iceqc-news-9a2828c880d5aa89","slug":"2008-09-22-record-integrity-in-relation-to-learner-support-during-economic-uncertainty","language":"en","publication_status":"READY_FOR_IMPORT","publication_date":"2008-09-22","last_modified_date":"2008-09-22","title":"Record integrity in relation to learner support during economic uncertainty","summary":"Sets out the scope, decision criteria and evidential basis relevant to record integrity in relation to learner support during economic uncertainty.","category":{"code":"STANDARDS_INTERPRETATION","label":"Standards Interpretation"},"article_type":"Standards interpretation","publisher":"International Council for Education Quality Certification (ICEQC)","jurisdictional_scope":"International","historical_reference_basis":"Global financial disruption","reference_authority":"Relevant public authorities and official international sources","sections":[{"heading":null,"paragraphs":["Against the background of the global financial disruption, education authorities and providers should review how record integrity in relation to learner support during economic uncertainty is defined, implemented and evidenced. Oversight of the assurance question should reflect the principle that the requirement should be read as an assurance obligation: the provider must be able to explain the control, show its operation and account for material exceptions. Learner protection and reliable information should remain central when the scale of the response is determined.","The conditions described by the global financial disruption create an exceptional operating context for the stated expectation. Evidence may be incomplete and normal controls may be unavailable, but uncertainty should be stated rather than converted into unsupported assurance. Authorities and providers should record the basis, duration and affected scope of temporary decisions and should reassess them when access, public-health, security or delivery conditions change.","For the relevant requirement, the public interest is not confined to institutional compliance. In reviewing the issue under review, education information should be collected for a defined purpose, protected in proportion to its sensitivity and retained only for an authorised period. In relation to record integrity in relation to learner support during economic uncertainty, where learners rely on published information or support decisions, errors should be identifiable and capable of prompt, fair correction."]},{"heading":"Meaning in practice","paragraphs":["The technical issue within record integrity in relation to learner support during economic uncertainty concerns the basis on which a conclusion is reached. The analysis of the stated expectation proceeds on the basis that an estimate should be reported with the uncertainty arising from sampling, measurement, missing information and model choice. A precise number may still support only a cautious conclusion if the underlying assumptions are weak. A conclusion should identify both its evidential basis and the part of the stated scope for which assurance cannot be given.","A proper review of the stated expectation should establish the intended outcome before selecting controls or indicators. For the assurance question, the assessment question is whether the control operates across the relevant sites, programmes, delivery modes and learner groups, including material exceptions. A chosen approach should be justified against its context, with departures and review points under documented control."]},{"heading":"Responsibilities and material risks","paragraphs":["Risk assessment of record integrity in relation to learner support during economic uncertainty should give particular attention to secondary use without adequate authority, excessive access to learner information, and retention beyond an identified need. A provider should also consider collection without a defined educational or legal purpose and uncontrolled supplier access or transfer.","Assurance of the stated expectation should draw on more than one form of evidence. Useful records include supplier and transfer arrangements, lawful authority and consent records where relevant, retention and secure disposal evidence, data-quality and correction controls, and a register of information assets and purposes. In relation to record integrity in relation to learner support during economic uncertainty, policy and records should be tested against actual practice, including evidence from learners where appropriate. A positive example may illustrate operation, but it cannot demonstrate coverage or consistency.","A proportionate method is available for the relevant requirement. In reviewing the control, responsible bodies should report intervals or sensitivity ranges where appropriate, test whether the conclusion changes under plausible assumptions, and distinguish statistical detectability from educational significance. Record unresolved uncertainty beside the principal finding. Contrary evidence should not be removed merely because aggregate performance appears acceptable."]},{"heading":"Basis for a reliable conclusion","paragraphs":["The final record on record integrity in relation to learner support during economic uncertainty should identify the applicable expectation, the relevant scope, the evidence examined, the sampling basis, material exceptions and the reason for the conclusion. Departure from an illustrative method may be justified where equivalent outcome and evidence are established. A limitation preventing a complete conclusion should remain visible and unresolved until suitable evidence is obtained.","The analysis of the issue under review should remain within the limits of the evidence. The analysis of the relevant requirement proceeds on the basis that an isolated example cannot establish consistent operation, and an isolated failure should be evaluated for materiality, recurrence and systemic effect. A decision concerning the assurance question should recognise that security, privacy and data quality are related but distinct. A secure record may still be inaccurate or used without adequate authority, and a lawful use may still be poorly governed. If uncertainty could change a consequential decision, additional evidence or a narrower conclusion is required.","Records relating to the stated expectation should preserve both the conclusion and its limits. If further evidence changes the position, the correction should identify its scope and any earlier decision requiring reconsideration. This is material where learners, authorities or institutions relied on information that cannot be corrected by replacing the current text alone.","For the control, governing bodies should receive a concise account of the intended result, affected scope, principal risks, evidence limitations and unresolved exceptions. Management should assign each material action to an accountable owner and completion date. Evidence of outcome, rather than completion of tasks, should determine whether corrective work can close.","Progress on record integrity in relation to learner support during economic uncertainty under review is not the amount of policy or documentation produced. Progress is demonstrated when the intended educational result is achieved, adverse variation is identified and responsible bodies act where it is not."]}],"word_count":878,"content_hash":"sha256-96c5daf520fe440b2547feffe67a4b8948c16dab11723408adebb677f5beca32","seo_keywords":["record integrity in relation to learner support during economic uncertainty","education quality standards","education quality","ICEQC"],"schema_type":"TechArticle"}